Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russell Roy PalmerH. Beck, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5012-11-2009
Louise Bonomo GoldbergH. Beck, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5012-07-2009
Michael Anthony CalabreseH. Beck, Inc.Medallion Investment Services, Inc.12-07-2009
Becky May KostadH. Beck, Inc.Woodbury Financial Services, Inc.12-04-2009
Robert James Wilkes Jr.H. Beck, Inc.Wall Street Financial Group, Inc.12-02-2009
Darcy Chris HansonH. Beck, Inc.Woodbury Financial Services, Inc.$112-01-2009
Robert Leo DavisH. Beck, Inc.Woodbury Financial Services, Inc.$5011-19-2009
Charles Norman PeifferH. Beck, Inc.Woodbury Financial Services, Inc.$5011-16-2009
Richard Weldon DaneH. Beck, Inc.Woodbury Financial Services, Inc.11-02-2009
Donna Marie Hall CainkarH. Beck, Inc.Waterstone Financial Group, Inc.$5009-01-2009
Joseph Anthony NawrockiH. Beck, Inc.Long Grove Trading Co.$10009-01-2009
Donald James FurmanH. Beck, Inc.Cetera Financial Specialists LLC$5007-10-2009
Gregory George StevensH. Beck, Inc.Cetera Financial Specialists LLC$106-18-2009
Paul E PomparH. Beck, Inc.Investors Capital Corp.06-02-2009
Harry Paul BryanH. Beck, Inc.First Command Financial Planning, Inc.05-08-2009
Robert William StankowskiH. Beck, Inc.MetLife Securities Inc.$5005-06-2009
Barry David Barton SilverH. Beck, Inc.Wells Fargo Clearing Services, LLC$5005-05-2009
Charles Christopher MatthewsH. Beck, Inc.Landoak Securities, LLC$2504-24-2009
Albert Ralph MccauslandH. Beck, Inc.Oppenheimer & Co. Inc.$5004-16-2009
David Kalani MortonH. Beck, Inc.MML Investors Services, LLC01-02-2009
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Showing 76 to 95 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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