Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Ford PeckJanney Montgomery Scott LLCBrown Advisory Securities, LLC$1,00008-17-2018
Michael Salvatore Federico Sr.Janney Montgomery Scott LLCBrown Advisory Securities, LLC$1,00005-25-2018
Thomas Kayvon HagighJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$112-08-2017
E Al RobinsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-13-2017
Burton DanielJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$102-17-2017
Marvin Vernon Snyder Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10002-17-2017
Sandra Lynn StollJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5002-17-2017
Claudette Louise BoudreauxJanney Montgomery Scott LLCChapin, Davis$15012-07-2016
Justus C DennerJanney Montgomery Scott LLCChapin, Davis12-07-2016
Christopher Patrick GolesJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5006-23-2016
Katherine DehartJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1006-23-2016
Kurt August LalomiaJanney Montgomery Scott LLCStifel, Nicolaus & Company, Incorporated05-16-2016
James Michael WinnerJanney Montgomery Scott LLCRBC Capital Markets, LLC$15010-29-2015
Frederick Adam ZellerJanney Montgomery Scott LLCMorgan Stanley$10004-16-2015
John Todd PaulinyJanney Montgomery Scott LLCRBC Capital Markets, LLC$5004-01-2015
Michael P. StewartJanney Montgomery Scott LLCRBC Capital Markets, LLC04-01-2015
Bryan CarneyJanney Montgomery Scott LLCMorgan Stanley$12311-08-2013
Douglas Paul VelnoskeyJanney Montgomery Scott LLCMorgan Stanley$15011-08-2013
John Matthew GolesJanney Montgomery Scott LLCRBC Capital Markets, LLC$2511-07-2013
Patrick Joseph GolesJanney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
Steven John Deboy Jr.Janney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
Alfred Joseph DerenzisJanney Montgomery Scott LLCMorgan Stanley06-13-2013
Scott David FordJanney Montgomery Scott LLCMorgan Stanley$5006-13-2013
Carol Greenebaum HessJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15004-17-2009
Robert GaronzikJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-17-2009
Next Page »

Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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