Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
William Ford Peck | Janney Montgomery Scott LLC | Brown Advisory Securities, LLC | $1,000 | 08-17-2018 |
Michael Salvatore Federico Sr. | Janney Montgomery Scott LLC | Brown Advisory Securities, LLC | $1,000 | 05-25-2018 |
Kimberly Ann Harris | Janney Montgomery Scott LLC | Morgan Stanley | — | 01-02-2018 |
Thomas Kayvon Hagigh | Janney Montgomery Scott LLC | Wells Fargo Clearing Services, LLC | — | 12-08-2017 |
Marvin Vernon Snyder Jr. | Janney Montgomery Scott LLC | Wells Fargo Clearing Services, LLC | $100 | 02-17-2017 |
Sandra Lynn Stoll | Janney Montgomery Scott LLC | Wells Fargo Clearing Services, LLC | $10 | 02-17-2017 |
Burton Daniel | Janney Montgomery Scott LLC | Wells Fargo Clearing Services, LLC | $10 | 02-17-2017 |
Claudette Louise Boudreaux | Janney Montgomery Scott LLC | Chapin, Davis | — | 12-07-2016 |
Christopher Patrick Goles | Janney Montgomery Scott LLC | Wells Fargo Clearing Services, LLC | $100 | 06-23-2016 |
Katherine Dehart | Janney Montgomery Scott LLC | Wells Fargo Clearing Services, LLC | $10 | 06-23-2016 |
James Michael Winner | Janney Montgomery Scott LLC | RBC Capital Markets, LLC | $100 | 10-29-2015 |
Frederick Adam Zeller | Janney Montgomery Scott LLC | Morgan Stanley | $100 | 04-16-2015 |
John Todd Pauliny | Janney Montgomery Scott LLC | RBC Capital Markets, LLC | $50 | 04-01-2015 |
Douglas Paul Velnoskey | Janney Montgomery Scott LLC | Morgan Stanley | — | 11-08-2013 |
Bryan L Carney | Janney Montgomery Scott LLC | Morgan Stanley | — | 11-08-2013 |
Patrick Joseph Goles | Janney Montgomery Scott LLC | RBC Capital Markets, LLC | — | 11-07-2013 |
John Matthew Goles | Janney Montgomery Scott LLC | RBC Capital Markets, LLC | — | 11-07-2013 |
Steven John Deboy Jr. | Janney Montgomery Scott LLC | RBC Capital Markets, LLC | — | 11-07-2013 |
Scott David Ford | Janney Montgomery Scott LLC | Morgan Stanley | $50 | 06-13-2013 |
Carol Greenebaum Hess | Janney Montgomery Scott LLC | Citigroup Global Markets Inc. | $150 | 04-17-2009 |
Robert Garonzik | Janney Montgomery Scott LLC | Citigroup Global Markets Inc. | — | 04-17-2009 |
Richard Allen Keetley | Janney Montgomery Scott LLC | Citigroup Global Markets Inc. | $150 | 04-15-2009 |
Joshua Austin Scheinker | Janney Montgomery Scott LLC | Citigroup Global Markets Inc. | $150 | 04-15-2009 |
Gerald Scheinker | Janney Montgomery Scott LLC | Citigroup Global Markets Inc. | $100 | 04-15-2009 |
Stephen Michael Goldstein | Janney Montgomery Scott LLC | Citigroup Global Markets Inc. | — | 04-15-2009 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.