Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfred J Derenzis Scott D FordJanney Montgomery Scott LLCMorgan Stanley$15906-13-2013
Allie Lynnette Gamble-TaylorJanney Montgomery Scott LLCRaymond James Financial Services, Inc.11-11-2019
Brandon James MonahanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2019
Bryan L CarneyJanney Montgomery Scott LLCMorgan Stanley$12311-08-2013
Burton DanielJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC02-17-2017
Carol Greenebaum HessJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15004-17-2009
Chris GolesJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$9806-23-2016
Christopher James OzazewskiJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC10-17-2019
Christopher Ozazewski Elizabeth Plunkett Eric DeckerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$38010-17-2019
Christopher Patrick GolesJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5006-23-2016
Claudette Boudreaux Rusty DennerJanney Montgomery Scott LLCChapin Davis$10312-07-2016
Claudette Louise BoudreauxJanney Montgomery Scott LLCChapin, Davis$15012-07-2016
Coleen Kramer BealJanney Montgomery Scott LLCMorgan Stanley11-08-2013
Douglas P VelnoskeyJanney Montgomery Scott LLCMorgan Stanley$19011-08-2013
Douglas Paul VelnoskeyJanney Montgomery Scott LLCMorgan Stanley$15011-08-2013
Elizabeth Ann PlunkettJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15010-17-2019
Eric B DeckerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5010-17-2019
Frederick Adam ZellerJanney Montgomery Scott LLCMorgan Stanley$10004-16-2015
Gerald ScheinkerJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15004-15-2009
J Todd Pauliny Michael StewartJanney Montgomery Scott LLCRBC Capital Markets, LLC04-01-2015
James Michael WinnerJanney Montgomery Scott LLCRBC Capital Markets, LLC$15010-29-2015
John Goles Steven DeBoyJanney Montgomery Scott LLCRBC Capital Markets, LLC$17511-07-2013
John Matthew GolesJanney Montgomery Scott LLCRBC Capital Markets, LLC$2511-07-2013
John Todd PaulinyJanney Montgomery Scott LLCRBC Capital Markets, LLC$5004-01-2015
Joshua Austin ScheinkerJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15004-15-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.