Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darren Mitchell BraudeKestra Investment Services, LLCSecurities Service Network, LLC$5009-21-2018
David Richard MessinaKestra Investment Services, LLCCharles Schwab & Co., Inc.06-07-2018
James Ross FoxenKestra Investment Services, LLCBrighthouse Securities, LLC12-22-2017
Michael Eugene PierceKestra Investment Services, LLCCambridge Investment Research, Inc.12-15-2017
Michelle Lynn BenderKestra Investment Services, LLCINVEST Financial Corporation$111-29-2017
Joseph Donald KristovichKestra Investment Services, LLCGlobal Retirement Partners LLC07-11-2017
Micah Stephen ReeseKestra Investment Services, LLCT. Rowe Price Investment Services, Inc.06-30-2017
Charles James WetzelKestra Investment Services, LLCCadaret, Grant & Co., Inc.$2506-28-2017
Judith Ellen-Smith BrownKestra Investment Services, LLCVALIC Financial Advisors, Inc.05-10-2016
Benjamin Samuel OffitKestra Investment Services, LLCNorthwestern Mutual Investment Services, LLC$103-02-2016
Kevin Douglas ApplerKestra Investment Services, LLCLPL Financial LLC01-05-2016
William Thomas PainterKestra Investment Services, LLCCambridge Investment Research, Inc.08-12-2015
Neil Robert SimonsKestra Investment Services, LLCLPL Financial LLC01-06-2015
Marc Alexander DeltergoKestra Investment Services, LLCMML Investors Services, LLC06-12-2014
Bryan Christopher BeamerKestra Investment Services, LLCRaymond James Financial Services, Inc.01-28-2014
Christopher Todd WilhoitKestra Investment Services, LLCLPL Financial LLC$2512-11-2013
Bruce Clay FletcherKestra Investment Services, LLCSunTrust Investment Services, Inc.01-25-2012
Michael Vincent PriviteraKestra Investment Services, LLCLPL Financial LLC12-09-2011
Jack Wallman AbelKestra Investment Services, LLCMML Investors Services, LLC$2508-30-2010
John Mackay DepenbrockKestra Investment Services, LLCMML Investors Services, LLC08-30-2010
Jon LarranagaKestra Investment Services, LLCMML Investors Services, LLC08-30-2010
Keith John BurgessKestra Investment Services, LLCInfinex Investments, Inc.08-30-2010
Michael Louis HochKestra Investment Services, LLCMML Investors Services, LLC$10008-30-2010
Robert Thomas Woodward IKestra Investment Services, LLCMML Investors Services, LLC08-30-2010
Frederic Vincent FlowerKestra Investment Services, LLCMedallion Investment Services, Inc.12-15-2009
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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