Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Grant SchultzLPL Financial LLCH.D. Vest Advisory Services, Inc06-18-2019
John Edward MeeganLPL Financial LLCWells Fargo Clearing Services, LLC$1,00001-25-2019
John Joseph HorriganLPL Financial LLCNorthwestern Mutual Investment Services, LLC$2501-11-2019
Kenneth M. PumphreyLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.$2512-19-2018
Ira Gerald Turpin Jr.LPL Financial LLCSummit Brokerage Services, Inc.$1012-12-2018
Thomas E QuirkLPL Financial LLCRaymond James Financial Services Advisors, Inc$10010-30-2018
Benjamin Joseph Dychala Jr.LPL Financial LLCCetera Advisors LLC$5009-04-2018
Adrienne Sandra NewbergLPL Financial LLCWaddell & Reed$107-20-2018
Themba Aaron MagagulaLPL Financial LLCCapital One Investing, LLC04-30-2018
Joanna I LaracuenteLPL Financial LLCCapital One Investing, LLC04-27-2018
Cathleen TellerLPL Financial LLCNational Planning Corporation$111-29-2017
Christopher John Seling Jr.LPL Financial LLCNational Planning Corporation$111-29-2017
Howard Robert PinsonLPL Financial LLCNational Planning Corporation$2511-29-2017
Ryan Vincent SappLPL Financial LLCNational Planning Corporation11-29-2017
Stephen James RafterLPL Financial LLCCharles Schwab & Co., Inc.11-20-2017
Adam Lee LybargerLPL Financial LLCPNC Investments09-25-2017
Alvin R AntonLPL Financial LLCHighTower Securities, LLC06-13-2017
Kevin Douglas ApplerLPL Financial LLCKestra Investment Services, LLC$5006-09-2017
Troy Adam CookLPL Financial LLCLincoln Financial Advisors Corporation05-31-2017
Michael L Devincentis Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5005-25-2017
Walter Neil ZurowskiLPL Financial LLCCetera Investment Services LLC05-19-2017
Ryan Michael RecknerLPL Financial LLCPNC Investments04-21-2017
Christopher Ephraim ParksLPL Financial LLCAndersen Wealth Management04-06-2017
Amber Danielle WatsonLPL Financial LLCPurshe Kaplan Sterling Investments02-24-2017
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Showing 1 to 25 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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