Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rajat RajanLPL Financial LLCWells Fargo Clearing Services, LLC$12509-30-2020
Brian Lee DrumgooleLPL Financial LLCSecurities Service Network, LLC08-31-2020
David BaitelLPL Financial LLCPruco Securities, LLC.07-20-2020
Michael LentzLPL Financial LLCPruco Securities, LLC.07-20-2020
Marcello Vincenzo DifrancescoLPL Financial LLCPruco Securities, LLC.07-20-2020
John Stephen KinzerLPL Financial LLCWells Fargo Advisors Financial Network, LLC06-25-2020
Glenn Anthony DrakeLPL Financial LLCWells Fargo Advisors Financial Network, LLC$15006-25-2020
Daniel Michael ReillyLPL Financial LLCThornburg Securities Corporation06-25-2020
Richard George KlineLPL Financial LLCNationwide Securities, LLC06-19-2020
Ali MozaffarLPL Financial LLCUnited Brokerage Services, Inc06-19-2020
Alfred Frank Cassinelli IILPL Financial LLCSecurities America, Inc.$5006-01-2020
Andrew CecilLPL Financial LLCEquity Services, Inc.05-28-2020
Michael Anthony CalabreseLPL Financial LLCIndependent Financial Group, LLC04-30-2020
Megan Louise AveryLPL Financial LLCWoodbury Financial Services, Inc.03-27-2020
Kimberly Jean CochraneLPL Financial LLCOneAmerica Securities, Inc.02-03-2020
John Richard OConnorLPL Financial LLCEquitable Advisors, LLC12-13-2019
James Franklin Adair IiiLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Patrick C GibbonsLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5011-18-2019
Benjamin Adam WhitacreLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Kevin M GattieLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Audrey Lynn SnyderLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Julian FairchildLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Cody W HobelmannLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Steven John Deboy JrLPL Financial LLCJanney Montgomery Scott LLC11-12-2019
Gavin Thomas StringerLPL Financial LLCWells Fargo Clearing Services, LLC$2511-01-2019
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Showing 1 to 25 of 160 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.