Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.12-19-2018
Aaron Michael PuckettLPL Financial LLC1st Global Capital Corp.12-09-2010
Trung Kien VuLPL Financial LLCAmeriprise Financial Services, Inc.11-09-2016
Jeffrey Carroll SettleLPL Financial LLCAmeriprise Financial Services, Inc.12-22-2011
Nicholas Timothy O'GwinLPL Financial LLCAmeriprise Financial Services, Inc.12-21-2011
Michael Robert MolitorisLPL Financial LLCAmeriprise Financial Services, Inc.$1002-11-2010
Christopher Ephraim ParksLPL Financial LLCAndersen Wealth Management04-06-2017
Eric Jay JorgensenLPL Financial LLCCambridge Investment Research, Inc.04-16-2019
Themba Aaron MagagulaLPL Financial LLCCapital One Investing, LLC04-30-2018
Daniel Linwood LivingstonLPL Financial LLCCapitol Securities Management, Inc.05-13-2016
Kyle Edward LivingstonLPL Financial LLCCapitol Securities Management, Inc.05-13-2016
Benjamin Joseph Dychala Jr.LPL Financial LLCCetera Advisors LLC$5009-04-2018
Walter Neil ZurowskiLPL Financial LLCCetera Investment Services LLC05-19-2017
Deborah Ann WilliamsLPL Financial LLCChapin, Davis12-06-2012
Andre Charles McDonaldLPL Financial LLCCitigroup Global Markets Inc.04-22-2009
Juan Eduardo OechsleLPL Financial LLCCitigroup Global Markets Inc.01-27-2009
Jeffrey S. AshbyLPL Financial LLCEdward Jones$1010-31-2014
Michael L. CrabbLPL Financial LLCEdward Jones$1005-29-2012
Matthew Lynn LowryLPL Financial LLCEdward Jones$5005-18-2012
Scott Justin LeishearLPL Financial LLCEdward Jones$1003-28-2011
Albert KimLPL Financial LLCEquity Services, Inc.05-07-2010
Paul J. PhelanLPL Financial LLCFinancial Telesis Inc09-12-2014
Eduardo GimenezLPL Financial LLCFinancial Telesis Inc08-30-2013
David Benjamin HartLPL Financial LLCForesters Financial Services, Inc.08-05-2011
Thomas Matthew BrownLPL Financial LLCFounders Financial Securities LLC05-18-2012
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Showing 1 to 25 of 119 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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