Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Franklin Adair IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Patrick C GibbonsLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Benjamin Adam WhitacreLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Kevin M GattieLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Audrey Lynn SnyderLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Julian FairchildLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Cody W HobelmannLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Steven John Deboy Jr.LPL Financial LLCJanney Montgomery Scott LLC11-12-2019
Nicole Lee CaringalLPL Financial LLCRaymond James Financial Services Advisors, Inc11-07-2019
Frederick Scott LoweLPL Financial LLCCetera Advisors LLC$25010-21-2019
Gregory Nicholas FrankosLPL Financial LLCInvestacorp, Inc.$10009-18-2019
Christopher Todd WilhoitLPL Financial LLCKestra Investment Services, LLC$25009-05-2019
William Thomas PainterLPL Financial LLCKestra Investment Services, LLC09-05-2019
Jeremy Christopher MeyerLPL Financial LLCKestra Investment Services, LLC09-05-2019
Jason John BogaczykLPL Financial LLCKestra Investment Services, LLC09-05-2019
Michael Keith Fyock Jr.LPL Financial LLCInfinex Investments, Inc.$25009-03-2019
Michael Luther UnderwoodLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-27-2019
Patrick Allen HaneyLPL Financial LLCMML Investors Services, LLC08-21-2019
Joseph H. EvansLPL Financial LLCTriad Advisors LLC07-25-2019
Brian Patrick KuhnLPL Financial LLCPLANNING SOLUTIONS GROUP, LLC$50007-23-2019
David Alan VangLPL Financial LLCMML Investors Services, LLC07-17-2019
Michael J GlassmanLPL Financial LLCMML Investors Services, LLC$13007-16-2019
Casey Douglas CraigLPL Financial LLCMML Investors Services, LLC$54007-16-2019
Mariah Kate LightfootLPL Financial LLCMML Investors Services, LLC07-16-2019
John Caldwell Rast IIILPL Financial LLCVanguard Marketing Corporation07-02-2019
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Showing 1 to 25 of 190 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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