Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Juan Eduardo OechsleLPL Financial LLCCitigroup Global Markets Inc.01-27-2009
Jason Andrew JenningsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2009
Andre Charles McDonaldLPL Financial LLCCitigroup Global Markets Inc.04-22-2009
Richard ClonchLPL Financial LLCUBS Financial Services Inc.04-28-2009
David Michael MordersLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2009
David Anthony HemlerLPL Financial LLCPNC Investments06-26-2009
Brendan Patrick O'BrienLPL Financial LLCMorgan Stanley07-08-2009
Lora F. DavisLPL Financial LLCUvest Financial Services Group, Inc.07-21-2009
Christopher Robin RainerLPL Financial LLCMorgan Stanley07-24-2009
Frank Keith DuncanLPL Financial LLCMorgan Stanley08-31-2009
Colin Britton ExelbyLPL Financial LLCMorgan Stanley09-01-2009
Thomas Carter NaenyLPL Financial LLCMutual Service Corporation$2509-08-2009
Therese Hatzes AndersonLPL Financial LLCMutual Service Corporation09-08-2009
Larry Dale StaffordLPL Financial LLCMutual Service Corporation09-08-2009
Richard Lee StoneLPL Financial LLCMutual Service Corporation09-08-2009
Robert Walter GleicheLPL Financial LLCMutual Service Corporation09-08-2009
Mark Thomas MonningerLPL Financial LLCMutual Service Corporation09-08-2009
Sharon Lawson GrinestaffLPL Financial LLCPNC Investments10-07-2009
David Russell NetererLPL Financial LLCPNC Investments$5001-04-2010
Daniel Edward Klosterman Jr.LPL Financial LLCMedallion Investment Services, Inc.02-08-2010
Michael Robert MolitorisLPL Financial LLCAmeriprise Financial Services, Inc.$1002-11-2010
Clayton Howard Wright Jr.LPL Financial LLCMorgan Stanley$2502-19-2010
Ronald Joseph Greene Jr.LPL Financial LLCTransamerica Financial Advisors, Inc03-26-2010
Devereaux Eric SterretteLPL Financial LLCMetLife Securities Inc.04-01-2010
Paul Steven CiecwierzLPL Financial LLCWells Fargo Clearing Services, LLC$10004-09-2010
Next Page »

Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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