Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael PuckettLPL Financial LLC1st Global Capital Corp.$1012-09-2010
Adam Alexander AulestiaLPL Financial LLCMorgan Stanley09-04-2009
Adam Lee LybargerLPL Financial LLCPNC Investments09-25-2017
Adam Scott AriosaLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-19-2011
Adrienne Sandra NewbergLPL Financial LLCWaddell & Reed07-20-2018
Albert KimLPL Financial LLCEquity Services, Inc.05-07-2010
Alexander H. LimLPL Financial LLCFounders Financial Securities LLC12-19-2011
Ali MozaffarLPL Financial LLCUnited Brokerage Services, Inc06-19-2020
Alvin Clifford HailstorksLPL Financial LLC1st Global Capital Corp.12-19-2018
Alvin R AntonLPL Financial LLCHighTower Securities, LLC06-13-2017
Amanda Rae PlonskiLPL Financial LLCLincoln Financial Securities Corporation05-01-2013
Amber Danielle WatsonLPL Financial LLCPurshe Kaplan Sterling Investments02-24-2017
Amy Fernicola CoxLPL Financial LLCFSC Securities Corporation$2503-31-2014
Andre Charles McDonaldLPL Financial LLCCitigroup Global Markets Inc.$2504-22-2009
Andrea Lynn DykesLPL Financial LLCMML Investors Services, LLC06-26-2013
Ann Covington AlsinaLPL Financial LLCLincoln Financial Securities Corporation07-16-2012
Anna Marie FinkLPL Financial LLCInvestors Capital Corp.08-05-2011
Annie Mussoni MorrisonLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC06-13-2011
Audrey Lynn SnyderLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Benjamin Adam WhitacreLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Benjamin Joseph Dychala Jr.LPL Financial LLCCetera Advisors LLC$5009-04-2018
Blake WhittenLPL Financial LLCNationwide Securities, LLC10-01-2019
Brad Michael GlickmanLPL Financial LLCNfp Advisor Services$15005-11-2015
Bradley Elon MainsterLPL Financial LLCInternational Money Management Group, Inc.09-15-2010
Brendan Patrick O'BrienLPL Financial LLCMorgan Stanley$5007-08-2009
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Showing 1 to 25 of 189 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.