Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael PuckettLPL Financial LLC1st Global Capital Corp.12-09-2010
Adam Scott AriosaLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-19-2011
Adrienne Sandra NewbergLPL Financial LLCWaddell & Reed07-20-2018
Albert KimLPL Financial LLCEquity Services, Inc.05-07-2010
Allen Arthur SkogeboLPL Financial LLCNational Planning Corporation$5011-29-2017
Alvin R AntonLPL Financial LLCHighTower Securities, LLC06-13-2017
Amber Danielle WatsonLPL Financial LLCPurshe Kaplan Sterling Investments02-24-2017
Amy Fernicola CoxLPL Financial LLCFSC Securities Corporation$2503-31-2014
Andre Charles McDonaldLPL Financial LLCCitigroup Global Markets Inc.04-22-2009
Ann Covington AlsinaLPL Financial LLCLincoln Financial Securities Corporation07-16-2012
Anna Marie FinkLPL Financial LLCInvestors Capital Corp.08-05-2011
Benjamin Joseph Dychala Jr.LPL Financial LLCCetera Advisors LLC$5009-04-2018
Bradley Elon MainsterLPL Financial LLCInternational Money Management Group, Inc.09-15-2010
Brendan Patrick O'BrienLPL Financial LLCMorgan Stanley07-08-2009
Carlos Alberto RomeroLPL Financial LLCLara, May & Associates, LLC11-01-2013
Casey Craig , David Vang, PJ Horan, Michael Glassman, Allen Haney, Mariah LightfootLPL Financial LLCMML Investors Services, LLC$24507-15-2019
Cathleen TellerLPL Financial LLCNational Planning Corporation$5011-29-2017
Charles Clayton McNally Jr.LPL Financial LLCPark Avenue Securities LLC05-13-2011
Christopher Ephraim ParksLPL Financial LLCAndersen Wealth Management04-06-2017
Christopher John Seling Jr.LPL Financial LLCNational Planning Corporation11-29-2017
Christopher Lee CoxLPL Financial LLCFSC Securities Corporation$2503-31-2014
Christopher Robin RainerLPL Financial LLCMorgan Stanley07-24-2009
Clayton Howard Wright Jr.LPL Financial LLCMorgan Stanley$2502-19-2010
Colin Andrew MeeksLPL Financial LLCNational Planning Corporation12-18-2012
Colin Britton ExelbyLPL Financial LLCMorgan Stanley09-01-2009
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Showing 1 to 25 of 119 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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