Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gavin Paul HigginsM&T Securities, Inc.Ameriprise Financial Services, Inc.04-13-2018
Michael Louis RogersM&T Securities, Inc.CUNA Brokerage Services, Inc.10-19-2017
Thomas Albert CabralM&T Securities, Inc.Hornor, Townsend & Kent, LLC08-22-2017
David Michael PlasseM&T Securities, Inc.SunTrust Investment Services, Inc.06-07-2017
Michael Travis SensenbaughM&T Securities, Inc.NYLIFE Securities LLC05-31-2017
Paul Edward Swenson Jr.M&T Securities, Inc.MML Investors Services, LLC03-06-2017
David BaitelM&T Securities, Inc.MetLife Securities Inc.02-03-2017
Kevin Thomas ApplegateM&T Securities, Inc.MetLife Securities Inc.10-28-2016
Matthew Cole OwensM&T Securities, Inc.State Farm VP Management Corp.10-19-2016
Michael Ryan LentzM&T Securities, Inc.MetLife Securities Inc.10-05-2016
Sara VogtM&T Securities, Inc.SagePoint Financial, Inc.09-16-2016
Bernard William RichardsM&T Securities, Inc.Park Avenue Securities LLC08-23-2016
Nathan Aaron CherryM&T Securities, Inc.Edward Jones06-01-2016
Shara Nichole JonesM&T Securities, Inc.Navy Federal Brokerage Services, LLC05-24-2016
Chuma Henry OdiegwuM&T Securities, Inc.Wells Fargo Clearing Services, LLC04-19-2016
Donna Lucille LailM&T Securities, Inc.PNC Investments03-30-2016
Frank Anthony AversaM&T Securities, Inc.MML Investors Services, LLC03-16-2016
Eric Joseph EdwardsM&T Securities, Inc.T. Rowe Price Investment Services, Inc.01-29-2016
Brian Alejandro NamnunM&T Securities, Inc.AXA Advisors, LLC09-30-2015
Andrew Robert FletcherM&T Securities, Inc.MetLife Securities Inc.$107-09-2015
Steven Louis CavagnaroM&T Securities, Inc.Suntrust Investment Services, Inc.04-15-2015
Michael David RoordaM&T Securities, Inc.LPL Financial LLC01-08-2015
Ryan Scott ApplebyM&T Securities, Inc.LPL Financial LLC$2510-06-2014
Nicholas MoliteM&T Securities, Inc.PNC Investments09-12-2014
Joseph Kenneth Stewart IIIM&T Securities, Inc.SunTrust Investment Services, Inc.$108-27-2014
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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