Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Jacob BurlesonM&T Securities, Inc.Ameriprise Financial Services, Inc.06-27-2013
Andrew Clark KahanM&T Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-19-2012
Andrew Robert FletcherM&T Securities, Inc.MetLife Securities Inc.$107-09-2015
Ann Cox AnselM&T Securities, Inc.OBS Brokerage Services, Inc.08-15-2011
Augustus L MartzM&T Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2012
Bernard William RichardsM&T Securities, Inc.Park Avenue Securities LLC08-23-2016
Brandon Marcus SimonsM&T Securities, Inc.Wells Fargo Clearing Services, LLC12-20-2012
Brian Alejandro NamnunM&T Securities, Inc.AXA Advisors, LLC09-30-2015
Cathy Lynn Seitz-ShemerM&T Securities, Inc.Founders Financial Securities LLC11-07-2011
Chuma Henry OdiegwuM&T Securities, Inc.Wells Fargo Clearing Services, LLC04-19-2016
Dadrie-Ann Katerina SimmondsM&T Securities, Inc.Wells Fargo Clearing Services, LLC09-17-2012
David BaitelM&T Securities, Inc.MetLife Securities Inc.02-03-2017
David Michael PlasseM&T Securities, Inc.SunTrust Investment Services, Inc.06-07-2017
David Paul GinsbergM&T Securities, Inc.HIMCO Distribution Services Company07-30-2010
Donna Lucille LailM&T Securities, Inc.PNC Investments03-30-2016
Dustin Scott WitmerM&T Securities, Inc.LPL Financial LLC$108-29-2013
Eric Joseph EdwardsM&T Securities, Inc.T. Rowe Price Investment Services, Inc.01-29-2016
Fabiana Rosa Fortunato FrankM&T Securities, Inc.Wells Fargo Clearing Services, LLC08-15-2014
Frank Anthony AversaM&T Securities, Inc.MML Investors Services, LLC03-16-2016
Gavin Paul HigginsM&T Securities, Inc.Ameriprise Financial Services, Inc.04-13-2018
George Lawrence BarnettM&T Securities, Inc.SunTrust Investment Services, Inc.$110-01-2012
Gregory Michael MiskoM&T Securities, Inc.Pruco Securities, LLC.07-19-2010
Heather Lynne ShanerM&T Securities, Inc.Wells Fargo Clearing Services, LLC03-23-2012
Jenny Lynn LogsdonM&T Securities, Inc.MetLife Securities Inc.07-06-2011
Jeremy Steven DvorakM&T Securities, Inc.MetLife Securities Inc.07-11-2012
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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