Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron J BurlesonM&T Securities, Inc.Ameriprise Financial Services, LLC06-27-2013
Adriana Bethsabe ZellersM&T Securities, Inc.NYLIFE Securities LLC02-24-2020
Andrew Robert FletcherM&T Securities, Inc.MetLife Securities Inc.07-09-2015
Bernard William RichardsM&T Securities, Inc.Park Avenue Securities LLC08-23-2016
David Michael PlasseM&T Securities, Inc.SunTrust Investment Services, Inc.06-07-2017
Denise Sharnell ProctorM&T Securities, Inc.Uvest Financial Services Group, Inc.05-22-2009
Feng XuM&T Securities, Inc.HSBC Securities (USA) Inc.04-29-2020
George Lawrence BarnettM&T Securities, Inc.SunTrust Investment Services, Inc.10-01-2012
James Alan FrangenbergM&T Securities, Inc.PNC Investments$5009-27-2018
Jenny Lynn LogsdonM&T Securities, Inc.MetLife Securities Inc.07-06-2011
Jeremy SauersM&T Securities, Inc.PFS Investments Inc.03-29-2017
Joanne E KlemmM&T Securities, Inc.Uvest Financial Services Group, Inc.05-18-2009
John Bryant LackovicM&T Securities, Inc.American General Distributors, Inc.07-06-2009
Larry Eugene BloomerM&T Securities, Inc.Uvest Financial Services Group, Inc.05-18-2009
Lee Vincent DemmaM&T Securities, Inc.MML Investors Services, LLC08-09-2017
Ryan Scott ApplebyM&T Securities, Inc.LPL Financial LLC$2510-06-2014
Samuel Tawiah Fianko-OforiM&T Securities, Inc.J.P. Morgan Securities LLC05-18-2020
Sarah Christine WarbleM&T Securities, Inc.Uvest Financial Services Group, Inc.05-20-2009
Steven Louis CavagnaroM&T Securities, Inc.SunTrust Investment Services, Inc.04-15-2015
Thomas Albert CabralM&T Securities, Inc.Hornor, Townsend & Kent, LLC08-22-2017
Timothy J KueberthM&T Securities, Inc.Edward Jones03-15-2019

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.