Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kent Heisey GibsonMML Investors Services, LLCNYLIFE Securities LLC03-01-2019
John Charles HillMML Investors Services, LLCNYLIFE Securities LLC10-18-2018
Warren Paul BrockettMML Investors Services, LLCAXA Advisors, LLC$2509-12-2018
Sarah Laurene SanteufemioMML Investors Services, LLCNYLIFE Securities LLC$108-31-2018
LEON MENSAH MR.MML Investors Services, LLCPruco Securities, LLC.05-09-2017
Francisco D. ValerianoMML Investors Services, LLCHSBC Securities (USA) Inc.01-27-2017
Clifford Ian AnderssonMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-20-2017
Luke Christopher ShannonMML Investors Services, LLCAXA Advisors, LLC11-04-2016
Meeshan Antonio ReidMML Investors Services, LLCPinnacle Investments, LLC10-24-2016
Peter M. RogersMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2016
William J AtkinsMML Investors Services, LLCPark Avenue Securities LLC05-18-2016
Richard MiltonMML Investors Services, LLCSagePoint Financial, Inc.05-10-2016
Jessica Katherine NyceMML Investors Services, LLCSagePoint Financial, Inc.03-01-2016
Zaina S BankwallaMML Investors Services, LLCRaymond James Financial Services, Inc.01-21-2016
Melissa B ReaktenwaltMML Investors Services, LLCCambridge Investment Research, Inc.10-16-2015
Casey Douglas CraigMML Investors Services, LLCCambridge Investment Research, Inc.$5409-29-2015
Thomas Tristany TrelaMML Investors Services, LLCPark Avenue Securities LLC09-02-2015
Scott Richard GinsburgMML Investors Services, LLCChimera Securities, LLC07-28-2015
Bong Hoe ChoeMML Investors Services, LLCPruco Securities, LLC.$5004-14-2015
Tyler Alexander EureMML Investors Services, LLCHSBC Securities (USA) Inc.03-24-2015
Colin M Robertson IIIMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-23-2015
Christopher James KnorrMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-28-2015
Christopher Michael SheelerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-28-2014
Dawn Christine HancockMML Investors Services, LLCPark Avenue Securities LLC10-14-2013
Brian Gregory LizziMML Investors Services, LLCFinancial Telesis Inc03-08-2013
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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