Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Warren Paul BrockettMML Investors Services, LLCAXA Advisors, LLC$2509-12-2018
Scott Richard GinsburgMML Investors Services, LLCChimera Securities, LLC07-28-2015
George Steve KinigopoulosMML Investors Services, LLCEquity Services, Inc.06-18-2012
Brian Gregory LizziMML Investors Services, LLCFinancial Telesis Inc03-08-2013
James L. Spies IIIMML Investors Services, LLCHornor, Townsend & Kent, LLC06-17-2011
Timothy Lake McDonoughMML Investors Services, LLCInteraction04-16-2010
Gary Walter GreenwaldMML Investors Services, LLCMetLife Securities Inc.$20003-25-2017
Gerard Augustine Ransing Jr.MML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Walter Alan ClarkMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
William Andrew StanikMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Thomas Joseph Marney Jr.MML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Brian Phillip GibbonsMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
James Mark LeeMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Edwin Arnold AbramsMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Robert Michael LemboMML Investors Services, LLCMetLife Securities Inc.$1603-25-2017
Robert Charles Virden Jr.MML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Karen Lynn BuckleyMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
James Michael SeminaraMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Michael James VaughnMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Sheela D. ShahMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Mark Anthony RossbachMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Jeffrey Francis HammerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Raj BhansalyMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Paula Hayes PreziottiMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Nancy Q. ShawMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Next Page »

Showing 1 to 25 of 58 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.