Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela Jieun TakMML Investors Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-01-2012
Brandon Wesley GulleyMML Investors Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$22202-08-2010
Randall Charles KochMML Investors Services, LLCW&S Brokerage Services, Inc.06-18-2019
Chetna Vasant ShahMML Investors Services, LLCSunTrust Investment Services, Inc.09-09-2009
Michael Andy EppsMML Investors Services, LLCSecurian Financial Services, Inc.11-28-2018
Richard MiltonMML Investors Services, LLCSagePoint Financial, Inc.05-10-2016
Jessica Katherine NyceMML Investors Services, LLCSagePoint Financial, Inc.03-01-2016
Jonathan Wyat GreenwichMML Investors Services, LLCRoyal Alliance Associates, Inc.09-05-2019
John Ryan TolsonMML Investors Services, LLCRBC Capital Markets, LLC01-23-2013
Zaina S BankwallaMML Investors Services, LLCRaymond James Financial Services, Inc.01-21-2016
Martin KristMML Investors Services, LLCPruco Securities, LLC.08-28-2019
Leon MensahMML Investors Services, LLCPruco Securities, LLC.05-09-2017
Bong Hoe ChoeMML Investors Services, LLCPruco Securities, LLC.$50004-14-2015
Michelle Marie HughesMML Investors Services, LLCPruco Securities, LLC.11-30-2009
Meeshan Antonio ReidMML Investors Services, LLCPinnacle Investments, LLC10-24-2016
Nicholas G. HoodMML Investors Services, LLCPark Avenue Securities LLC09-30-2019
William J AtkinsMML Investors Services, LLCPark Avenue Securities LLC$10005-18-2016
Thomas Tristany TrelaMML Investors Services, LLCPark Avenue Securities LLC09-02-2015
Dawn Christine HancockMML Investors Services, LLCPark Avenue Securities LLC$50010-14-2013
John A EngermanMML Investors Services, LLCPark Avenue Securities LLC$50002-09-2010
Kent H GibsonMML Investors Services, LLCNYLIFE Securities LLC03-01-2019
Sarah Laurene SanteufemioMML Investors Services, LLCNYLIFE Securities LLC$10008-31-2018
James Charles DittmarMML Investors Services, LLCNYLIFE Securities LLC02-28-2013
Inho KoMML Investors Services, LLCNYLIFE Securities LLC09-13-2012
Michael Philip FerrisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-20-2018
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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