Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler L SturgillMML Investors Services, LLC1st Global Capital Corp.05-14-2010
Jason M. HardestyMML Investors Services, LLCAXA Advisors, LLC11-07-2019
Warren Paul BrockettMML Investors Services, LLCAXA Advisors, LLC$25009-12-2018
Dana Renee BaileyMML Investors Services, LLCAXA Advisors, LLC01-11-2018
Jules Andrew KloseMML Investors Services, LLCAXA Advisors, LLC08-07-2017
Luke Christopher ShannonMML Investors Services, LLCAXA Advisors, LLC11-04-2016
Melissa B ReaktenwaltMML Investors Services, LLCCambridge Investment Research, Inc.$10010-16-2015
Casey Douglas CraigMML Investors Services, LLCCambridge Investment Research, Inc.$54009-29-2015
Scott Richard GinsburgMML Investors Services, LLCChimera Securities, LLC07-28-2015
Harvey Clifford ByrdMML Investors Services, LLCCourt Place Advisors LLC01-22-2009
John Charles HillMML Investors Services, LLCEagle Strategies LLC10-18-2018
George Steve KinigopoulosMML Investors Services, LLCEquity Services, Inc.06-18-2012
Brian Gregory LizziMML Investors Services, LLCFinancial Telesis Inc03-08-2013
Scott William StasnyMML Investors Services, LLCHorace Mann Investors, Inc.08-16-2019
James L. Spies IIIMML Investors Services, LLCHornor, Townsend & Kent, LLC$25006-17-2011
Francisco D. ValerianoMML Investors Services, LLCHSBC Securities (USA) Inc.$34001-27-2017
Tyler Alexander EureMML Investors Services, LLCHSBC Securities (USA) Inc.03-24-2015
Timothy Lake McDonoughMML Investors Services, LLCInteraction$10004-16-2010
Thomas Springer BeckMML Investors Services, LLCLincoln Financial Advisors Corporation$50008-01-2012
Casey Craig , David Vang, PJ Horan, Michael Glassman, Allen Haney, Mariah LightfootMML Investors Services, LLCLPL Financial LLC$24507-15-2019
Elis PerovicMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2019
Peter Raymond ParisMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2019
Peter M. RogersMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2016
Christopher Michael SheelerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-28-2014
Brian Charles Dorsey Jr.MML Investors Services, LLCMoney Concepts Capital Corp$10010-01-2012
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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