Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela Jieun TakMML Investors Services, LLCWells Fargo Clearing Services, LLC02-01-2012
Bong Hoe ChoeMML Investors Services, LLCPruco Securities, LLC.04-14-2015
Brandon Wesley GulleyMML Investors Services, LLCWells Fargo Clearing Services, LLC02-08-2010
Brian Charles Dorsey Jr.MML Investors Services, LLCMoney Concepts Capital Corp10-01-2012
Brian Gregory LizziMML Investors Services, LLCFinancial Telesis Inc03-08-2013
Casey Douglas CraigMML Investors Services, LLCCambridge Investment Research, Inc.09-29-2015
Chetna Vasant ShahMML Investors Services, LLCSunTrust Investment Services, Inc.09-09-2009
Christopher James KnorrMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-28-2015
Christopher Michael SheelerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-28-2014
Colin M. Robertson IIIMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-23-2015
Dana R. BaileyMML Investors Services, LLCAXA Advisors, LLC01-11-2018
Dawn Christine HancockMML Investors Services, LLCPark Avenue Securities LLC10-14-2013
Elis PerovicMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2019
Eric Edward GronbeckMML Investors Services, LLCPruco Securities, LLC.02-21-2020
Francisco D. ValerianoMML Investors Services, LLCHSBC Securities (USA) Inc.01-27-2017
George Steve KinigopoulosMML Investors Services, LLCEquity Services, Inc.06-18-2012
Harvey Clifford Byrd IVMML Investors Services, LLCCourt Place Advisors LLC01-22-2009
Inho KoMML Investors Services, LLCNYLIFE Securities LLC09-13-2012
James Charles DittmarMML Investors Services, LLCNYLIFE Securities LLC02-28-2013
James L. Spies IIIMML Investors Services, LLCHornor, Townsend & Kent, LLC06-17-2011
Jason M. HardestyMML Investors Services, LLCAXA Advisors, LLC11-07-2019
Jessica Katherine NyceMML Investors Services, LLCSagePoint Financial, Inc.03-01-2016
John A. EngermanMML Investors Services, LLCPark Avenue Securities LLC02-09-2010
John Charles HillMML Investors Services, LLCEagle Strategies LLC10-18-2018
John Ryan TolsonMML Investors Services, LLCRBC Capital Markets, LLC01-23-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.