Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Geoffrey Adam FlandersMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.12-19-2018
Kevin Lee ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.10-31-2018
Matthew Ryan DiehlMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-29-2018
Ziad NseirMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnited Capital Financial Advisers09-10-2018
Christian PoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-06-2018
Jasmin Tesse La-Rue WaddellMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$15008-15-2018
Teeta A JosephsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Securities, LLC07-02-2018
Ryan Christopher GiltenanMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.06-12-2018
William Swinson PeacockMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.06-05-2018
Devon Michael JerrardMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.05-14-2018
Chia Tung HuMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.$104-19-2018
Elis PerovicMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.03-15-2018
Tyler Jones MilesMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.02-07-2018
Matthew John TewMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-30-2018
Donna Lucille LailMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.$10001-09-2018
Robert Heiskell Hill IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.11-20-2017
Robyn Shanae HawkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-29-2017
Roger Alan FeldmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedNewcastle Distributors LLC08-15-2017
Clifford Ian AnderssonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$107-11-2017
Connor Edward BausMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments06-21-2017
Lester Walker DennisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-06-2017
Gary Alan CarpenterMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-26-2017
Joseph Harry EvansMerrill Lynch, Pierce, Fenner & Smith IncorporatedCentaurus Financial, Inc.04-11-2017
Annette Marie NicolayMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.03-16-2017
Shawn Michael IsaacsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-10-2017
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Showing 1 to 25 of 160 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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