Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leonard Mangiaracina Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.03-19-2010
Frank Robert SantiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianz Life Financial Services, LLC10-22-2012
Evan Nicholas FoehrkolbMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC11-07-2014
Charles Richard CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$103-22-2010
Michael Scott SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedAvantax Investment Services, Inc.03-03-2016
Patrick Russell AllenMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.$1003-12-2015
Loren Joseph GlaserMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Securities, LLC$2503-03-2020
Semene Anne GildenMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Securities, LLC12-10-2019
Teeta A. JosephsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Securities, LLC07-02-2018
Joseph H. EvansMerrill Lynch, Pierce, Fenner & Smith IncorporatedCentaurus Financial, Inc.04-11-2017
Corey Mason LevittMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC02-04-2016
Laith Michael LayousMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.07-05-2016
Cynthia Rebecca BarbieriMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-27-2011
Susan Hawes StewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharter Financial Group, Inc.06-21-2011
Melissa Lin CastoMerrill Lynch, Pierce, Fenner & Smith IncorporatedChesapeake Financial Planning09-14-2016
Stacee Bain CrittendenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-05-2009
William Augustine Boykin IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-28-2009
Robin Sue SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5004-28-2009
Matthew Eric MargoliesMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10004-28-2009
Nicholas R SebastianMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-28-2009
William Michael CoffeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15004-24-2009
Mark Andrew MayerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Paul James McArthurMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Tina Marie McKendreeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Raymond Joseph SheedyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
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Showing 1 to 25 of 213 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.