Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Walter MeisnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5006-10-2011
Adam BandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5008-20-2010
Alexander Theodore CostosMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.$15004-09-2014
Alicia Joy MullenixMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-19-2015
Andrew Clark KahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.$105-17-2012
Andrew Roger Brooks Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.02-08-2016
Anna G NewtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$2505-02-2011
Annette Marie NicolayMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.03-16-2017
Anthony Joseph BredwoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-10-2011
Ashley T LazarewiczMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2505-23-2011
Barry Elijah WombleMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-05-2016
Benjamin Thomas JollyMerrill Lynch, Pierce, Fenner & Smith IncorporatedSignator Investors, Inc.$5008-09-2013
Beth D TerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$5008-15-2011
Bradford Frederick IrelandMerrill Lynch, Pierce, Fenner & Smith IncorporatedNationwide Securities, LLC$10011-16-2015
Bradley Adam MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$101-17-2014
Bradley Scott JurikMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-16-2015
Brendan Matthew O'ConnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-11-2011
Brett I MoritzMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$112-05-2014
Brian Richard GaisterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-10-2010
Brian Riggs MohlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-24-2014
Charles Richard CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2503-22-2010
Charles Wi RossMerrill Lynch, Pierce, Fenner & Smith IncorporatedConvergent Wealth Advisors, LLC09-29-2011
Chia Tung HuMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.$104-19-2018
Christian PoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-06-2018
Christian Ryan AyalaMerrill Lynch, Pierce, Fenner & Smith IncorporatedFour Points Capital Partners LLC05-17-2016
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Showing 1 to 25 of 160 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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