Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Walter MeisnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2506-10-2011
Adam Francis BandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-20-2010
Alexander Theodore CostosMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.04-09-2014
Andrew Clark KahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.05-17-2012
Anna G. NewtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-02-2011
Annette Marie NicolayMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.03-16-2017
Ashley Tanner LazarewiczMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-23-2011
Benjamin Thomas JollyMerrill Lynch, Pierce, Fenner & Smith IncorporatedSignator Investors, Inc.08-09-2013
Beth D TerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-15-2011
Bradford Fredrick IrelandMerrill Lynch, Pierce, Fenner & Smith IncorporatedNationwide Securities, LLC$10011-16-2015
Bradley Adam MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-17-2014
Brett I. MoritzMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-05-2014
Brian John GleesonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Brian Riggs MohlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-24-2014
Brian Scott EwersMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Bruce Edward GoodwinMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Bruce Russell WallMerrill Lynch, Pierce, Fenner & Smith IncorporatedConvergent Wealth Advisors, LLC$10009-29-2011
Charles Richard CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-22-2010
Charles Wi RossMerrill Lynch, Pierce, Fenner & Smith IncorporatedConvergent Wealth Advisors, LLC09-29-2011
Chia Tung HuMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.$1004-19-2018
Christian PoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-06-2018
Christopher F. LebanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.10-06-2015
Christopher Jonathan Asher, Kevin Brent CollisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-29-2009
Clifford Ian AnderssonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC07-11-2017
Craig Argent DellMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
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Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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