Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katarina SteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC09-24-2020
Sean FranklinMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.08-12-2020
Scott Aaron CamutoMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.08-06-2020
Matthew R TancrediMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.07-27-2020
William Augustine Boykin VMerrill Lynch, Pierce, Fenner & Smith IncorporatedStormHarbour Securities LP02-20-2020
Jahaira ZorrillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-03-2020
Seth Charles SederstromMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.12-20-2019
Semene Anne GildenMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Securities, LLC12-10-2019
Sheila Denise StinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPathstone10-23-2019
Sharon Elizabeth PerdueMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-19-2019
Bennett Reitzel FletcherMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-14-2019
Joseph RiseMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-27-2019
Geoffrey Adam FlandersMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.12-19-2018
Ryan T SangsterMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-21-2018
Michelle Kindrell CobbMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-05-2018
Andrew Joseph BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.08-01-2018
William SWINSON PeacockMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.06-05-2018
Devon JerrardMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.05-14-2018
Chia Tung HuMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.04-19-2018
Gaurika SoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.03-15-2018
Matthew John TewMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-30-2018
Stefan Constantine NicholasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-12-2017
BRANDON M Phillip-CheeksMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.10-11-2017
Folasade F AkingbadeMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-11-2017
Roger Alan FeldmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedNewcastle Distributors LLC08-15-2017
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Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.