Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan T. SangsterMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-21-2018
Jasmin Tesse La-Rue WaddellMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$15008-15-2018
Connor Edward BausMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments06-21-2017
Gary Alan CarpenterMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$10005-26-2017
Elon ReeseMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-30-2016
Travis Richard ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-08-2016
Barry Elijah WombleMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-05-2016
Thomas Joseph FaganMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-02-2016
Gregory Kent MayMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-01-2015
Bradley Scott JurikMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-16-2015
Douglas Martin HolthausMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-07-2014
Anthony Joseph BredwoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-10-2011
Anna G. NewtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$10005-02-2011

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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