Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thornley Anthony HartMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Marilyn Walkow LowenMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Robert Scott SchererMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Marie Van DeusenMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Charles Lotwin RosenfieldMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Eric Stephen WalkerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Mark Howard FelderMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Peter Gordon ChristoffersonMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Kent Chapman GuernseyMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Joseph ShlafermanMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Ernest Chris KiehneMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Lester Mark GoodmanMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Gregory Stephens HurlbrinkMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Morry Arthur ZoletMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Joel Alan MargolisMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Richard Edward HornMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Joseph Charles CirelliMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
David Damian SeifertMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Joseph Stanley Boddiford IIIMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Nicholas Joseph SerenyiMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Jason Andrew ParksMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
William Allen KorasMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Carl Waldemar Vail IIIMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Roy Allen Longanecker IIIMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Michael Pelham LawrenceMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
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Showing 26 to 50 of 307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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