Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cory James LabreMorgan StanleyEagle Strategies LLC10-15-2019
Donte LambertMorgan StanleyM&T Securities, Inc.02-19-2019
William Richmond Ray ClearyMorgan StanleyAXA Advisors, LLC09-10-2018
Brady Lee GallagherMorgan StanleyFidelity Brokerage Services LLC08-16-2018
Daniel Stanley DerisioMorgan StanleyWells Fargo Clearing Services, LLC$5008-17-2017
William Jamieson SmithMorgan StanleyWells Fargo Clearing Services, LLC08-17-2017
Deborah Carter SmithMorgan StanleyWells Fargo Clearing Services, LLC08-17-2017
Regis Francis LarkinMorgan StanleyRBC Capital Markets, LLC$5007-21-2017
Young JungMorgan StanleyHornor, Townsend & Kent, LLC06-12-2017
Daniel R. KaufmanMorgan StanleyFolio Investments, Inc.06-01-2017
Brendan Daniel OrourkeMorgan StanleyFirst Command Advisory Services05-18-2017
Antony WykesMorgan StanleySunTrust Investment Services, Inc.04-07-2017
Robert Weilt Sitton Jr.Morgan StanleySunTrust Investment Services, Inc.$5003-31-2017
Michael Reginald BowdenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2017
Sherry L. NickersonMorgan StanleyPruco Securities, LLC.01-05-2017
Frank ChiovaroMorgan StanleyNYLIFE Securities LLC10-26-2016
Laura Almalel StrosniderMorgan StanleyRaymond James Financial Services, Inc.$5007-06-2016
John Charles Baer IIIMorgan StanleyNYLIFE Securities LLC$2506-22-2016
Bryan Patrick GatelyMorgan StanleyWells Fargo Clearing Services, LLC06-03-2016
Lamont Nicholas CorprewMorgan StanleyPruco Securities, LLC.05-23-2016
Kevin Michael Turnock, Anthony Joseph BonacciMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-13-2016
Brian Matthew NeeleyMorgan StanleyB. Riley FBR, Inc.$10003-31-2016
Thomas Martin BlackMorgan StanleyT. Rowe Price Investment Services, Inc.01-26-2016
Howard Mark WilnerMorgan StanleyHD Vest Investment Services$1001-04-2016
Raymond John McFaul Jr.Morgan StanleyHD Vest Investment Services01-04-2016
Next Page »

Showing 1 to 25 of 307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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