Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Henry Malcolm LynchMorgan StanleySunTrust Investment Services, Inc.05-29-2009
Jeffrey Aaron KaufmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-12-2009
Stephen Frederick Owen IIIMorgan StanleyWells Fargo Clearing Services, LLC07-02-2009
Michael Alan KlineMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2009
Joseph Richard WrzesienMorgan StanleyT. Rowe Price Investment Services, Inc.09-09-2009
Aparna GuptaMorgan StanleyAmeriprise Financial Services, LLC02-08-2010
Brandon Christopher OliverMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-01-2010
Sandra Tottle HaleMorgan StanleyCommonwealth Financial Network03-19-2010
Nii Kote NikoiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-19-2010
Bradley Adam MillerMorgan StanleyCommonwealth Financial Network03-29-2010
Matthew Thomas SchmidtMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20004-30-2010
Antwyne D. DelondeMorgan StanleySunTrust Investment Services, Inc.05-10-2010
Thad Rankin BisselleMorgan StanleyUBS Financial Services Inc.$10005-20-2010
David Bryan JohnsonMorgan StanleyT. Rowe Price Investment Services, Inc.06-11-2010
Joshua Robert IrwinMorgan StanleyT. Rowe Price Investment Services, Inc.06-14-2010
Eric David BrannMorgan StanleyUBS Financial Services Inc.$5006-30-2010
Philip Kenneth LeeMorgan StanleyUBS Financial Services Inc.$1006-30-2010
Matthew Allen MayMorgan StanleyUBS Financial Services Inc.06-30-2010
Chad Everett VaughnMorgan StanleyUBS Financial Services Inc.06-30-2010
Jennifer Leigh PetersonMorgan StanleyWells Fargo Clearing Services, LLC07-01-2010
Matthew Manning IIMorgan StanleyUBS Financial Services Inc.$2509-30-2010
Ilian LiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2010
George Hayes Littrell IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-22-2010
Charles Anthony GueliMorgan StanleyWells Fargo Clearing Services, LLC10-28-2010
Donald Lee Monroe Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2010
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.