Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joshua CirksenaMorgan StanleyPark Avenue Securities LLC03-27-2014
Alpha KorngorMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2018
Anthony Joseph BonacciMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-13-2016
Antony WykesMorgan StanleySunTrust Investment Services, Inc.04-07-2017
Antwyne D. DelondeMorgan StanleySunTrust Investment Services, Inc.05-10-2010
Aparna GuptaMorgan StanleyAmeriprise Financial Services, LLC02-08-2010
Ayaz HasanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2015
Bradley Adam MillerMorgan StanleyCommonwealth Financial Network03-29-2010
Brady Lee GallagherMorgan StanleyFidelity Brokerage Services LLC08-16-2018
Brandon Christopher OliverMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-01-2010
Brandon Michael WigginsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2018
Brendan Daniel OrourkeMorgan StanleyFirst Command Advisory Services05-18-2017
Brett Douglas CliffordMorgan StanleyDeutsche Bank Securities Inc.02-14-2014
Brian Alejandro NamnunMorgan StanleyM&T Securities, Inc.01-29-2016
Brian Matthew NeeleyMorgan StanleyB. Riley FBR, Inc.$10003-31-2016
Bryan Edward QuackenbushMorgan StanleyForesters Equity Services, Inc.12-10-2012
Bryan Patrick GatelyMorgan StanleyWells Fargo Clearing Services, LLC06-03-2016
Chad Everett VaughnMorgan StanleyUBS Financial Services Inc.06-30-2010
Charles Anthony GueliMorgan StanleyWells Fargo Clearing Services, LLC10-28-2010
Charles Lawrence PizzilloMorgan StanleyT. Rowe Price Investment Services, Inc.02-14-2018
Chris John WallaceMorgan StanleyMorgan Keegan & Company, Inc.12-06-2011
Christopher Michael LappMorgan StanleyUBS Financial Services Inc.01-29-2014
Christopher Richard DayMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2012
Clark James KlineMorgan StanleyUBS Financial Services Inc.11-01-2019
Cory James LabreMorgan StanleyEagle Strategies LLC10-15-2019
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.