Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joshua CirksenaMorgan StanleyPark Avenue Securities LLC03-27-2014
Anthony WykesMorgan StanleySunTrust Investment Services, Inc.04-07-2017
Antwyne David DelondeMorgan StanleySunTrust Investment Services, Inc.05-10-2010
Aparna GuptaMorgan StanleyAmeriprise Financial Services, Inc.02-08-2010
Bradley Adam MillerMorgan StanleyCommonwealth Financial Network03-29-2010
Brandon Christopher OliverMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2010
Brendan Daniel O'RourkeMorgan StanleyFirst Command Advisory Services05-18-2017
Brian Alejandro NamnunMorgan StanleyM&T Securities, Inc.01-29-2016
Brian Matthew NeeleyMorgan StanleyB. Riley FBR, Inc.$10003-31-2016
Bryan Edward QuackenbushMorgan StanleyForesters Equity Services, Inc.$1,00012-10-2012
Bryan Patrick GatelyMorgan StanleyWells Fargo Clearing Services, LLC$5006-03-2016
Chad Everett VaughnMorgan StanleyUBS Financial Services Inc.06-30-2010
Charles Anthony GueliMorgan StanleyWells Fargo Clearing Services, LLC10-28-2010
Christopher Michael LappMorgan StanleyUBS Financial Services Inc.01-29-2014
Christopher Richard DayMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2012
Daniel Robert KaufmanMorgan StanleyFOLIOfn Investments, Inc.06-01-2017
Daniel Stanley DerisioMorgan StanleyWells Fargo Clearing Services, LLC$1,00008-17-2017
David Bryan JohnsonMorgan StanleyT. Rowe Price Investment Services, Inc.06-11-2010
David E MottMorgan StanleyAmeriprise Financial Services, Inc.$5006-14-2013
David Lamon WarnerMorgan StanleyGlobal Alternative Investment Services, Inc.07-12-2010
David Louis FormanMorgan StanleyAmeriprise Financial Services, Inc.$1006-13-2013
David Michael ThomeMorgan StanleySunTrust Investment Services, Inc.02-01-2012
Deborah Carter SmithMorgan StanleyWells Fargo Clearing Services, LLC$1,00008-17-2017
Derek Todd MainMorgan StanleyEdward Jones10-14-2011
Donald Lee Monroe Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2010
Next Page »

Showing 1 to 25 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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