Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Stanley DerisioMorgan StanleyWells Fargo Clearing Services, LLC$5008-17-2017
David Damian SeifertMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
David E MottMorgan StanleyAmeriprise Financial Services, Inc.$15006-14-2013
David Edward WaiteMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
David Jeremy OlsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Kirk ZirrettaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Louis FormanMorgan StanleyAmeriprise Financial Services, Inc.$5006-13-2013
David Robert EshamMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
David Ryan GatelyMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Deborah Carter SmithMorgan StanleyWells Fargo Clearing Services, LLC08-17-2017
Derek Robert McGeeMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Dominic Joseph NicoliniMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Donte LambertMorgan StanleyM&T Securities, Inc.02-19-2019
Douglas Michael JarrardMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Douglas Wayne UlrichMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Elizabeth Berkheimer PakenasMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Eric Arrieta VillamaterMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Eric David Brann, Philip Kenneth Lee, Matthew Allen MayMorgan StanleyUBS Financial Services Inc.$5006-30-2010
Eric Stephen WalkerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Eric Steven FranzMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Erik A BarruetoMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Ernest Chris KiehneMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Eugene F SukMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Frank ChiovaroMorgan StanleyNYLIFE Securities LLC10-26-2016
Frank Ray Link IIMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
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Showing 51 to 75 of 306 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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