Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Laurene SanteufemioNYLIFE Securities LLCPNC Investments10-17-2017
Crystal Lynn ParsonsNYLIFE Securities LLCBB&T Investment Services, Inc.02-21-2017
Lindsey Anne CliffordNYLIFE Securities LLCAmeriprise Financial Services, Inc.01-13-2017
Terri Louise HettNYLIFE Securities LLCMML Investors Services, LLC11-03-2016
Christopher Mark StudnickyNYLIFE Securities LLCMetLife Securities Inc.10-28-2016
Louis Mitchell Doroba Jr.NYLIFE Securities LLCSagePoint Financial, Inc.06-07-2016
Blair Leroy FetzerNYLIFE Securities LLCSagePoint Financial, Inc.03-10-2016
Thomas ByrnesNYLIFE Securities LLCSagePoint Financial, Inc.03-09-2016
Ravenna D DodsNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC07-21-2015
Tamara HaskinsNYLIFE Securities LLCTriad Advisors LLC$5001-03-2015
Jeffrey Leroy BrownNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2013
Raffaele Antonio BeminiNYLIFE Securities LLCAllstate Financial Services, LLC12-03-2012
Victoria Lucrecia StaudingerNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC$109-11-2012
Ester Mendoza KlugNYLIFE Securities LLCPFS Investments Inc.09-06-2012
Debra Ann PressNYLIFE Securities LLCLincoln Financial Advisors Corporation08-23-2012
William D Groff IVNYLIFE Securities LLCT. Rowe Price Investment Services, Inc.08-21-2012
Frances Ann TolerNYLIFE Securities LLCPark Avenue Securities LLC06-11-2012
Sean Christopher McqueenNYLIFE Securities LLCFirst Command Financial Planning, Inc.05-22-2012
Phyllis Cooper ThompsonNYLIFE Securities LLCPNC Investments12-22-2011
Daniel E JossenNYLIFE Securities LLCPark Avenue Securities LLC06-07-2011
Yoshiko HayakawaNYLIFE Securities LLCPark Avenue Securities LLC06-06-2011
Robert Montelle WrightNYLIFE Securities LLCMML Investors Services, LLC05-19-2011
John William KokieNYLIFE Securities LLCThrivent Investment Management Inc.08-02-2010
Simpson Gordon Turley IIINYLIFE Securities LLCEdward Jones04-09-2010
Renee Rose KremmNYLIFE Securities LLCBanc of America Investment Services, Inc.$2510-20-2009
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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