Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Laurene SanteufemioNYLIFE Securities LLCPNC Investments10-17-2017
Crystal Lynn ParsonsNYLIFE Securities LLCBB&T Investment Services, Inc.02-21-2017
Lindsey Anne CliffordNYLIFE Securities LLCAmeriprise Financial Services, Inc.01-13-2017
Terri Louise HettNYLIFE Securities LLCMML Investors Services, LLC11-03-2016
Christopher Mark StudnickyNYLIFE Securities LLCMetLife Securities Inc.10-28-2016
Louis Mitchell Doroba Jr.NYLIFE Securities LLCSagePoint Financial, Inc.06-07-2016
Blair Leroy FetzerNYLIFE Securities LLCSagePoint Financial, Inc.03-10-2016
Thomas ByrnesNYLIFE Securities LLCSagePoint Financial, Inc.03-09-2016
Ravenna D DodsNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC07-21-2015
Tamara HaskinsNYLIFE Securities LLCTriad Advisors LLC$5001-03-2015
Jeffrey Leroy BrownNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2013
Raffaele Antonio BeminiNYLIFE Securities LLCAllstate Financial Services, LLC12-03-2012
Victoria Lucrecia StaudingerNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC$109-11-2012
Ester Mendoza KlugNYLIFE Securities LLCPFS Investments Inc.09-06-2012
Debra Ann PressNYLIFE Securities LLCLincoln Financial Advisors Corporation08-23-2012
William D Groff IVNYLIFE Securities LLCT. Rowe Price Investment Services, Inc.08-21-2012
Frances Ann TolerNYLIFE Securities LLCPark Avenue Securities LLC06-11-2012
Sean Christopher McqueenNYLIFE Securities LLCFirst Command Financial Planning, Inc.05-22-2012
Phyllis Cooper ThompsonNYLIFE Securities LLCPNC Investments12-22-2011
Daniel E JossenNYLIFE Securities LLCPark Avenue Securities LLC06-07-2011
Yoshiko HayakawaNYLIFE Securities LLCPark Avenue Securities LLC06-06-2011
Robert Montelle WrightNYLIFE Securities LLCMML Investors Services, LLC05-19-2011
John William KokieNYLIFE Securities LLCThrivent Investment Management Inc.08-02-2010
Simpson Gordon Turley IIINYLIFE Securities LLCEdward Jones04-09-2010
Renee Rose KremmNYLIFE Securities LLCBanc of America Investment Services, Inc.$2510-20-2009
Next Page »

Showing 1 to 25 of 29 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.