Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ali AkhavannikNYLIFE Securities LLCNYLIFE Securities LLC$2506-26-2009
Blair L. FetzerNYLIFE Securities LLCSagePoint Financial, Inc.03-10-2016
Brendan William O'BrienNYLIFE Securities LLCSuncoast Global Financial Advisers, LLC03-13-2020
Catherine Gail TurnerNYLIFE Securities LLCH. Beck, Inc.12-11-2013
Christopher M. StudnickyNYLIFE Securities LLCMetLife Securities Inc.10-28-2016
Crystal Lynn ParsonsNYLIFE Securities LLCBB&T Investment Services, Inc.02-21-2017
Cynthia Graves SkiltonNYLIFE Securities LLCFirst Command Financial Planning, Inc.02-06-2018
Daniel E. JossenNYLIFE Securities LLCPark Avenue Securities LLC06-07-2011
David Cameron DlugaczNYLIFE Securities LLCSecurian Financial Services, Inc.06-28-2012
Debra Ann PressNYLIFE Securities LLCLincoln Financial Advisors Corporation08-23-2012
Erik RineholdNYLIFE Securities LLCMML Investors Services, LLC10-21-2019
Ester Mendoza KlugNYLIFE Securities LLCPFS Investments Inc.09-06-2012
Frances Ann TolerNYLIFE Securities LLCPark Avenue Securities LLC$1006-11-2012
Jasmine Kali ParkerNYLIFE Securities LLCEdward Jones10-15-2009
Jeffrey Leroy BrownNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2013
John G. Stone Jr.NYLIFE Securities LLCEdward Jones09-15-2009
John William KokieNYLIFE Securities LLCThrivent Investment Management Inc.08-02-2010
Kevin Joseph KelleherNYLIFE Securities LLCAmeriprise Financial Services, LLC03-31-2009
Lindsey Anne CliffordNYLIFE Securities LLCAmeriprise Financial Services, LLC01-13-2017
Louis Mitchell Doroba Jr.NYLIFE Securities LLCSagePoint Financial, Inc.06-07-2016
Mohammad Said AmerNYLIFE Securities LLCMML Investors Services, LLC08-09-2019
Phyllis Cooper ThompsonNYLIFE Securities LLCPNC Investments$5012-22-2011
Raffaele Antonio BeminiNYLIFE Securities LLCAllstate Financial Services, LLC12-03-2012
Ravenna Diane DodsNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC07-21-2015
Renee Rose KremmNYLIFE Securities LLCBanc of America Investment Services, Inc.$2510-23-2009
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.