Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Sulieman E Nurideen | PNC Investments | VALIC Financial Advisors, Inc. | — | 03-18-2019 |
| Michael John Storch | PNC Investments | Santander Securities LLC | — | 02-12-2019 |
| Vincent Dennette Ratliff | PNC Investments | M&T Securities, Inc. | — | 12-07-2018 |
| Bill Nick Polizos | PNC Investments | Capital One Investing, LLC | — | 07-23-2018 |
| Sujata Chakraborty | PNC Investments | M&T Securities, Inc. | — | 12-19-2017 |
| Jeffrey Alan Hamilton | PNC Investments | SunTrust Investment Services, Inc. | $50 | 12-13-2017 |
| Jeffrey Neal Rogers | PNC Investments | M&T Securities, Inc. | — | 08-15-2017 |
| Christopher David Wilson | PNC Investments | M&T Securities, Inc. | — | 05-10-2017 |
| Anthony Curtis Hamiel | PNC Investments | LPL Financial LLC | — | 12-16-2016 |
| Ryan J. Wendler | PNC Investments | BB&T Investment Services, Inc. | $25 | 03-09-2015 |
| Michael Brent Moreland | PNC Investments | Csfbdirect, Inc. | — | 01-09-2015 |
| Julia Frances Payne | PNC Investments | J.P. Morgan Securities LLC | — | 09-03-2014 |
| Kara Lynn McKinney | PNC Investments | McLaughlin Ryder Investments, Inc. | — | 07-30-2014 |
| James J. Lowry | PNC Investments | Wells Fargo Clearing Services, LLC | — | 07-24-2014 |
| Beverly Darlene Thomas | PNC Investments | SunTrust Investment Services, Inc. | — | 03-01-2012 |
| Cynthia Louise Hill | PNC Investments | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 02-23-2012 |
| David Michael Zane | PNC Investments | RBC Capital Markets, LLC | — | 07-25-2011 |
| Brian M. Stamp | PNC Investments | LPL Financial LLC | — | 03-01-2011 |
| Mark Wayne Blackmer | PNC Investments | LPL Financial LLC | — | 09-09-2010 |
| Luann Yaffe | PNC Investments | M&T Securities, Inc. | — | 09-09-2010 |
| William O. Sterling III | PNC Investments | Ameriprise Financial Services, Inc. | $25 | 01-27-2010 |
| Benjamin Pruitt Melton Jr. | PNC Investments | Citigroup Global Markets Inc. | — | 12-07-2009 |
| Russell Arthur Jensen | PNC Investments | M&T Securities, Inc. | — | 12-07-2009 |
| William Christopher Jones | PNC Investments | Ameriprise Financial Services, Inc. | — | 11-04-2009 |
Showing 1 to 24 of 24 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
