Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David BaitelPruco Securities, LLC.M&T Securities, Inc.10-05-2017
Michael Ryan LentzPruco Securities, LLC.M&T Securities, Inc.10-05-2017
Francisco D. ValerianoPruco Securities, LLC.MML Investors Services, LLC$2509-05-2017
Derilyn Devlin FreemanPruco Securities, LLC.NYLIFE Securities LLC09-01-2017
Scott John AlfordPruco Securities, LLC.NYLIFE Securities LLC06-22-2017
Nathan Michael BadowskiPruco Securities, LLC.NYLIFE Securities LLC$1005-30-2017
Ravina Khosla ClaussenPruco Securities, LLC.AXA Advisors, LLC04-20-2017
Christopher S MaiensheinPruco Securities, LLC.Park Avenue Securities LLC03-21-2017
Jaimie Kim CorcoranPruco Securities, LLC.Morgan Stanley01-18-2017
Daniel Jay MillerPruco Securities, LLC.NYLIFE Securities LLC$3509-07-2016
Isikilu Larry AkindePruco Securities, LLC.Allstate Financial Services, LLC06-02-2016
Mark Charles FuhrPruco Securities, LLC.SagePoint Financial, Inc.05-24-2016
Yoshiko HayakawaPruco Securities, LLC.NYLIFE Securities LLC11-17-2015
Tracie Lomax HonemondPruco Securities, LLC.Nationwide Securities, LLC07-02-2015
Randall Martin BeckerPruco Securities, LLC.AXA Advisors, LLC$105-19-2015
Alex Enrique WalkerPruco Securities, LLC.MML Investors Services, LLC03-04-2015
John David LewisPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2014
Mark Eric BakerPruco Securities, LLC.AXA Advisors, LLC10-20-2014
Ruben Dario GomezPruco Securities, LLC.AXA Advisors, LLC10-15-2014
Liang Fan FanPruco Securities, LLC.Edward Jones10-07-2014
Jeffrey D SarricksPruco Securities, LLC.W&S Brokerage Services, Inc.10-03-2014
Leon MensahPruco Securities, LLC.AXA Advisors, LLC09-10-2014
John Daniel SalanPruco Securities, LLC.Allstate Financial Services, LLC02-12-2014
William Morgan WatsonPruco Securities, LLC.Crown Capital Securities, L.P.01-29-2014
Jeremy Wayne AustinPruco Securities, LLC.NYLIFE Securities LLC12-13-2013
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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