Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex E. WalkerPruco Securities, LLC.MML Investors Services, LLC03-04-2015
Alonzo Maurice MaysPruco Securities, LLC.NYLIFE Securities LLC10-24-2012
Annette QuigleyPruco Securities, LLC.Cetera Investment Services LLC12-19-2019
Blair L. FetzerPruco Securities, LLC.NYLIFE Securities LLC06-25-2019
Christopher Paul BlahutPruco Securities, LLC.NYLIFE Securities LLC10-22-2014
Christopher Sean MaiensheinPruco Securities, LLC.Park Avenue Securities LLC03-21-2017
Clarence Thomas Mitchell IIPruco Securities, LLC.NYLIFE Securities LLC05-23-2013
Daniel Jay MillerPruco Securities, LLC.NYLIFE Securities LLC$3509-07-2016
David BaitelPruco Securities, LLC.M&T Securities, Inc.10-05-2017
David C. KytePruco Securities, LLC.Raymond James & Associates, Inc.01-28-2020
David Cameron DlugaczPruco Securities, LLC.NYLIFE Securities LLC06-20-2018
Derilyn FreemanPruco Securities, LLC.NYLIFE Securities LLC09-01-2017
Eli Ben-ZevPruco Securities, LLC.Morgan Stanley04-23-2012
Francisco D. ValerianoPruco Securities, LLC.MML Investors Services, LLC$3409-05-2017
George Anthony VeraPruco Securities, LLC.Capital One Investing, LLC06-22-2018
Isikilu Dotun AkindePruco Securities, LLC.Allstate Financial Services, LLC06-02-2016
Jaimie Kim CorcoranPruco Securities, LLC.Morgan Stanley01-18-2017
James David BurleighPruco Securities, LLC.VALIC Financial Advisors, Inc.06-06-2019
Jeremy W. AustinPruco Securities, LLC.NYLIFE Securities LLC12-13-2013
John Charles HarmonPruco Securities, LLC.Pruco Securities, LLC.06-11-2012
John David LewisPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2014
Joseph Marcelo CarrPruco Securities, LLC.MML Investors Services, LLC$15007-03-2018
Kennah Goulette AllenPruco Securities, LLC.First Command Financial Planning, Inc.06-21-2018
Leon MensahPruco Securities, LLC.AXA Advisors, LLC09-10-2014
Liang Fan FanPruco Securities, LLC.Edward Jones10-07-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.