Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Clark ClearyPurshe Kaplan Sterling InvestmentsRBC Capital Markets, LLC$10010-11-2019
Meg P Sheil-PuopoloPurshe Kaplan Sterling InvestmentsFidelity Personal and Workplace Advisors$10008-15-2019
Jason Michael TopperPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.07-29-2019
Ryan Bruce WibberleyPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network$15511-13-2017
Frank Chris Cappadora Jr.Purshe Kaplan Sterling InvestmentsCommonwealth Financial Network$16611-13-2017
Michael Brett FeinPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network11-13-2017
Kenneth Andrew SmithPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network11-13-2017
William James Weglein Jr.Purshe Kaplan Sterling InvestmentsSecurities America, Inc.$2502-27-2017
Robert David KantorPurshe Kaplan Sterling InvestmentsLPL Financial LLC10-03-2016
David Barry SteinPurshe Kaplan Sterling InvestmentsStratos Wealth Partners, Ltd08-24-2012
Valerie L. AlexanderPurshe Kaplan Sterling InvestmentsLPL Financial LLC08-01-2012
Chad Carey NewcombPurshe Kaplan Sterling InvestmentsFSC Securities Corporation05-18-2012
James Darby SimmonsPurshe Kaplan Sterling InvestmentsMorgan Stanley04-01-2011

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.