Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Manning IIRBC Capital Markets, LLCMorgan Stanley$5005-29-2019
Jerry Dominic TrumanRBC Capital Markets, LLCUBS Financial Services Inc.$10001-23-2019
Susan Hawes StewartRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2019
Elizabeth A GunterRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-27-2018
Christine Michelle BuckleyRBC Capital Markets, LLCHWA Financial Group$10010-03-2017
William Stanton TysonRBC Capital Markets, LLCSanders Morris Harris LLC$10009-22-2017
Lauren Nicole SeimRBC Capital Markets, LLCMorgan Stanley08-16-2017
David Brandt HaringRBC Capital Markets, LLCMorgan Stanley$10006-29-2017
William Joseph SmartRBC Capital Markets, LLCMorgan Stanley$1006-29-2017
Melissa Wong AllenRBC Capital Markets, LLCMorgan Stanley11-07-2016
Chelsea Ann SeibelRBC Capital Markets, LLCLincoln Financial Advisors Corporation07-19-2016
Zachary Scott HubbardRBC Capital Markets, LLCAXA Advisors, LLC01-12-2016
Jillian Christine OlsonRBC Capital Markets, LLCT. Rowe Price Investment Services, Inc.09-21-2015
Alex Neracher FritzscheRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-03-2015
Jennifer Nicosia EdgellRBC Capital Markets, LLCLPL Financial LLC$106-03-2015
Aaron Michael GabrielianRBC Capital Markets, LLCM Holdings Securities, Inc.$15003-10-2015
Roger Joseph RathRBC Capital Markets, LLCJanney Montgomery Scott LLC08-06-2014
John Derek GaengRBC Capital Markets, LLCWells Fargo Clearing Services, LLC07-23-2014
Katherine Stcharles ClarkRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-08-2014
Melanie Mcumber FolstadRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-08-2014
Allen Richard BurnsRBC Capital Markets, LLCMSEC, LLC10-31-2013
Amy Byrnes SnyderRBC Capital Markets, LLCMSEC, LLC10-31-2013
Heather Amanda ClarkRBC Capital Markets, LLCMSEC, LLC10-31-2013
Joyce Kay LappRBC Capital Markets, LLCMSEC, LLC10-31-2013
Robin Kay DegenerRBC Capital Markets, LLCMSEC, LLC10-31-2013
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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