Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary S. HubbardRBC Capital Markets, LLCAXA Advisors, LLC01-12-2016
Daniel Aloysius PetroRBC Capital Markets, LLCCapitol Securities Management, Inc.10-05-2009
Warren Douglas McPetersRBC Capital Markets, LLCCitigroup Global Markets Inc.04-28-2009
Christopher WalkerRBC Capital Markets, LLCCitigroup Global Markets Inc.$10004-28-2009
Cf F. HallRBC Capital Markets, LLCCitigroup Global Markets Inc.04-28-2009
Steven Shaw EagleyRBC Capital Markets, LLCCitigroup Global Markets Inc.$5004-23-2009
Louis John ForanRBC Capital Markets, LLCCitigroup Global Markets Inc.$5004-16-2009
Jeffrey Lawrence MunsonRBC Capital Markets, LLCCitigroup Global Markets Inc.03-17-2009
William John Koren Jr.RBC Capital Markets, LLCFirst Internet Securities Network12-12-2011
Cary Joseph ChipourasRBC Capital Markets, LLCFirst Internet Securities Network12-05-2011
Paul Harper WilliamsRBC Capital Markets, LLCFirst Internet Securities Network12-05-2011
Robert Joseph Pellicoro Jr.RBC Capital Markets, LLCFirst Internet Securities Network12-05-2011
Christine Michelle BuckleyRBC Capital Markets, LLCHWA Financial Group10-03-2017
Roger Joseph RathRBC Capital Markets, LLCJanney Montgomery Scott LLC$10008-06-2014
Chelsea Ann SeibelRBC Capital Markets, LLCLincoln Financial Advisors Corporation07-19-2016
Jennifer Nicosia EdgellRBC Capital Markets, LLCLPL Financial LLC06-03-2015
Aaron Michael GabrielianRBC Capital Markets, LLCM Holdings Securities, Inc.$1003-10-2015
Robin Kay DegenerRBC Capital Markets, LLCMariner Wealth Advisors$5010-31-2013
Joyce Kay LappRBC Capital Markets, LLCMariner Wealth Advisors$10010-31-2013
Allen Richard BurnsRBC Capital Markets, LLCMariner Wealth Advisors10-31-2013
Daniel Richard GounarisRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2020
Daniel S. BachmannRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2020
Melinda Elyse WiseRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2020
Susan Hawes StewartRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2019
Taylor Erin StewartRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2019
Next Page »

Showing 1 to 25 of 62 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.