Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean Matthew ONeillRBC Capital Markets, LLCUBS Financial Services Inc.$4201-08-2009
Sean Patrick TullyRBC Capital Markets, LLCCitigroup Global Markets Inc.$2502-11-2009
Alan Edwin DanielsonRBC Capital Markets, LLCUBS Financial Services Inc.$10002-25-2009
Robert Francis Brown JrRBC Capital Markets, LLCUBS Financial Services Inc.$10002-25-2009
Jeffrey Lawrence MunsonRBC Capital Markets, LLCCitigroup Global Markets Inc.03-17-2009
Louis John ForanRBC Capital Markets, LLCCitigroup Global Markets Inc.$10004-16-2009
Steven Shaw EagleyRBC Capital Markets, LLCCitigroup Global Markets Inc.$15004-23-2009
Warren Douglas McpetersRBC Capital Markets, LLCCitigroup Global Markets Inc.$15004-28-2009
Christopher WalkerRBC Capital Markets, LLCCitigroup Global Markets Inc.$10004-28-2009
Charles Foster Claflin HallRBC Capital Markets, LLCCitigroup Global Markets Inc.$29804-28-2009
Troy Rafael FoxRBC Capital Markets, LLCCitigroup Global Markets Inc.$12204-29-2009
John Francis CarrollRBC Capital Markets, LLCCitigroup Global Markets Inc.04-29-2009
Seth W MillerRBC Capital Markets, LLCMorgan Stanley$2509-22-2009
Daniel Aloysius PetroRBC Capital Markets, LLCCapitol Securities Management, Inc.10-05-2009
Robert Joseph Pellicoro JrRBC Capital Markets, LLCFirst Internet Securities Network$5012-05-2011
William John Koren JrRBC Capital Markets, LLCFirst Internet Securities Network12-12-2011
Eric ShadoffRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15001-03-2012
Paul Anthony Keats JrRBC Capital Markets, LLCMorgan Stanley$20007-25-2012
John Hudson KeatsRBC Capital Markets, LLCMorgan Stanley$9007-25-2012
Theodore Stanislaus BlanchardRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15010-22-2013
Amy Byrnes SnyderRBC Capital Markets, LLCMSEC, LLC10-31-2013
Katherine Stcharles ClarkRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-08-2014
Melanie Mcumber FolstadRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-08-2014
Roger J RathRBC Capital Markets, LLCJanney Montgomery Scott LLC$24508-06-2014
Aaron Michael GabrielianRBC Capital Markets, LLCM Holdings Securities, Inc.$15003-10-2015
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.