Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael GabrielianRBC Capital Markets, LLCM Holdings Securities, Inc.$15003-10-2015
Alan Edwin DanielsonRBC Capital Markets, LLCUBS Financial Services Inc.$10002-25-2009
Alex Fritzsche Jennifer EdgellRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$18506-03-2015
Alex Neracher FritzscheRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-03-2015
Amy Byrnes SnyderRBC Capital Markets, LLCMSEC, LLC10-31-2013
Brandt Haring Joe SmartRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$31806-29-2017
Chad EberlyRBC Capital Markets, LLCSunTrust Investment Services, Inc.09-05-2017
Charles Foster Claflin HallRBC Capital Markets, LLCCitigroup Global Markets Inc.$29804-28-2009
Chelsea Ann SeibelRBC Capital Markets, LLCLincoln Financial Advisors Corporation07-19-2016
Christine Michelle BuckleyRBC Capital Markets, LLCHWA Financial Group$10010-03-2017
Christopher WalkerRBC Capital Markets, LLCCitigroup Global Markets Inc.$10004-28-2009
Daniel Aloysius PetroRBC Capital Markets, LLCCapitol Securities Management, Inc.10-05-2009
Daniel Richard GounarisRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-20-2020
Daniel S BachmannRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2020
David Brandt HaringRBC Capital Markets, LLCMorgan Stanley$10006-29-2017
David Brian MillerRBC Capital Markets, LLCUBS Financial Services Inc.$15008-21-2019
Edward William H KissingerRBC Capital Markets, LLCSanders Morris Harris LLC$15009-22-2017
Elizabeth A GunterRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-27-2018
Eric ShadoffRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15001-03-2012
Greg Crosby WellsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10006-18-2020
Jeffrey Alan MarinerRBC Capital Markets, LLCMorgan Stanley02-21-2019
Jeffrey Lawrence MunsonRBC Capital Markets, LLCCitigroup Global Markets Inc.03-17-2009
Jennifer Nicosia EdgellRBC Capital Markets, LLCLPL Financial LLC06-03-2015
Jerry Dominic TrumanRBC Capital Markets, LLCUBS Financial Services Inc.$10001-23-2019
John Francis CarrollRBC Capital Markets, LLCCitigroup Global Markets Inc.04-29-2009
Next Page »

Showing 1 to 25 of 52 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.