Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael GabrielianRBC Capital Markets, LLCM Holdings Securities, Inc.$15003-10-2015
Alan Edwin DanielsonRBC Capital Markets, LLCUBS Financial Services Inc.$10002-25-2009
Alex Neracher FritzscheRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-03-2015
Allen Richard BurnsRBC Capital Markets, LLCMSEC, LLC10-31-2013
Amy Byrnes SnyderRBC Capital Markets, LLCMSEC, LLC10-31-2013
Chelsea Ann SeibelRBC Capital Markets, LLCLincoln Financial Advisors Corporation07-19-2016
Christine Michelle BuckleyRBC Capital Markets, LLCHWA Financial Group$10010-03-2017
Daniel Aloysius PetroRBC Capital Markets, LLCCapitol Securities Management, Inc.10-05-2009
David Brandt HaringRBC Capital Markets, LLCMorgan Stanley$10006-29-2017
Elizabeth A GunterRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-27-2018
Eric ShadoffRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15001-03-2012
Gordana SchifanelliRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-06-2010
Heather Amanda ClarkRBC Capital Markets, LLCMSEC, LLC10-31-2013
Jeffrey Lawrence MunsonRBC Capital Markets, LLCCitigroup Global Markets Inc.03-17-2009
Jennifer Nicosia EdgellRBC Capital Markets, LLCLPL Financial LLC$106-03-2015
Jerry Dominic TrumanRBC Capital Markets, LLCUBS Financial Services Inc.$10001-23-2019
Jillian Christine OlsonRBC Capital Markets, LLCT. Rowe Price Investment Services, Inc.09-21-2015
John Derek GaengRBC Capital Markets, LLCWells Fargo Clearing Services, LLC07-23-2014
John Ryan TolsonRBC Capital Markets, LLCGirard Securities, Inc.11-07-2011
Joyce Kay LappRBC Capital Markets, LLCMSEC, LLC10-31-2013
Katherine Stcharles ClarkRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-08-2014
Lauren Nicole SeimRBC Capital Markets, LLCMorgan Stanley08-16-2017
Louis John ForanRBC Capital Markets, LLCCitigroup Global Markets Inc.$10004-16-2009
Matthew Manning IIRBC Capital Markets, LLCMorgan Stanley$5005-29-2019
Melanie Mcumber FolstadRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-08-2014
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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