Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael GabrielianRBC Capital Markets, LLCM Holdings Securities, Inc.$1003-10-2015
Alan Edwin DanielsonRBC Capital Markets, LLCUBS Financial Services Inc.02-25-2009
Alex Neracher FritzscheRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-03-2015
Amy Byrnes SnyderRBC Capital Markets, LLCMSEC, LLC10-31-2013
Andrew Brett PoulosRBC Capital Markets, LLCFerris, Baker Watts, LLC$15003-13-2009
Barry EntinRBC Capital Markets, LLCFerris, Baker Watts, LLC$5003-13-2009
Brendan Dalton FitzsimmonsRBC Capital Markets, LLCFerris, Baker Watts, LLC$5003-13-2009
Bret Anthony SchertzRBC Capital Markets, LLCFerris, Baker Watts, LLC$2503-13-2009
Brian William JonesRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
Carroll Loring YinglingRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
Chad Wesley EberlyRBC Capital Markets, LLCSunTrust Investment Services, Inc.09-05-2017
Chelsea Ann SeibelRBC Capital Markets, LLCLincoln Financial Advisors Corporation07-19-2016
Christine Michelle BuckleyRBC Capital Markets, LLCHWA Financial Group10-03-2017
Christopher Allen BoyleRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
Christopher Frank SwattaRBC Capital Markets, LLCFerris, Baker Watts, LLC$20003-13-2009
Christopher Lee YinglingRBC Capital Markets, LLCFerris, Baker Watts, LLC$15003-13-2009
Christopher Patrick KellyRBC Capital Markets, LLCFerris, Baker Watts, LLC$10003-13-2009
Christopher Walker, Cf F. HallRBC Capital Markets, LLCCitigroup Global Markets Inc.04-28-2009
Cynthia Dorothy Allen-StrouseRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
Daniel Aloysius PetroRBC Capital Markets, LLCCapitol Securities Management, Inc.10-05-2009
Daniel Sean PhelanRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
David Brandt HaringRBC Capital Markets, LLCMorgan Stanley$10006-29-2017
David Edward SchmelzRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
David Sheppard DuncanRBC Capital Markets, LLCFerris, Baker Watts, LLC$10003-13-2009
Earl David Walter Jr.RBC Capital Markets, LLCFerris, Baker Watts, LLC$15003-13-2009
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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