Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Francis ByrneRBC Capital Markets, LLCMorgan Stanley04-17-2019
Susan Hawes StewartRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2019
Elizabeth A. GunterRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-27-2018
Christine Michelle BuckleyRBC Capital Markets, LLCHWA Financial Group10-03-2017
Chad Wesley EberlyRBC Capital Markets, LLCSunTrust Investment Services, Inc.09-05-2017
Lauren Nicole SeimRBC Capital Markets, LLCMorgan Stanley08-16-2017
Chelsea Ann SeibelRBC Capital Markets, LLCLincoln Financial Advisors Corporation07-19-2016
Zachary S. HubbardRBC Capital Markets, LLCAXA Advisors, LLC01-12-2016
Jennifer Nicosia EdgellRBC Capital Markets, LLCLPL Financial LLC06-03-2015
Heather Amanda ClarkRBC Capital Markets, LLCMSEC, LLC10-31-2013
Amy Byrnes SnyderRBC Capital Markets, LLCMSEC, LLC10-31-2013
Theodore Stanislaus BlanchardRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-22-2013
Eric ShadoffRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-03-2012
William John Koren Jr.RBC Capital Markets, LLCFirst Internet Securities Network12-12-2011
Paul Harper WilliamsRBC Capital Markets, LLCFirst Internet Securities Network12-05-2011
Daniel Aloysius PetroRBC Capital Markets, LLCCapitol Securities Management, Inc.10-05-2009
Seth W. MillerRBC Capital Markets, LLCMorgan Stanley09-22-2009
Warren Douglas McPetersRBC Capital Markets, LLCCitigroup Global Markets Inc.04-28-2009
Christopher Walker, Cf F. HallRBC Capital Markets, LLCCitigroup Global Markets Inc.04-28-2009
Jeffrey Lawrence MunsonRBC Capital Markets, LLCCitigroup Global Markets Inc.03-17-2009
Christopher Allen BoyleRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
Timothy Blake GabrieleRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
John Raymond Hershey IIIRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
Yevgeny PopovichRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
William Christopher GlassmanRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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