Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam David ProgerRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Arun SardanaRaymond James & Associates, Inc.UBS Financial Services Inc.$2509-03-2019
Arun Sardana Adam Proger Paul Grambsch Reilly LoflinRaymond James & Associates, Inc.UBS Financial Services Inc.$99009-03-2019
Carol Lynn EmpieRaymond James & Associates, Inc.Morgan Stanley06-12-2009
Casey Nicole FioraRaymond James & Associates, Inc.Morgan Stanley03-21-2018
Craig Hampton DeckerRaymond James & Associates, Inc.RBC Capital Markets, LLC$5011-04-2016
Edward Alexander MyersRaymond James & Associates, Inc.Morgan Stanley$10006-12-2009
Joseph Brian MondellRaymond James & Associates, Inc.T. Rowe Price Investment Services, Inc.09-04-2018
Kevin Patrick DoyleRaymond James & Associates, Inc.Morgan Stanley$10004-15-2013
Lisa Marie GoretsasRaymond James & Associates, Inc.Morgan Stanley06-12-2009
Norman Daniel Townsend IIIRaymond James & Associates, Inc.Fidelity Personal and Workplace Advisors05-15-2020
Paul D AndrewsRaymond James & Associates, Inc.UBS Financial Services Inc.$2506-23-2020
Paul F GrambschRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Reilly LoflinRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Sarine Chake ZenianRaymond James & Associates, Inc.Deutsche Bank Securities Inc.11-02-2012
Scott Kristofer PattersonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15007-20-2011
Tara Jean OrendorffRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-20-2016

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.