Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Steven DvorakRaymond James Financial Services, Inc.M&T Securities, Inc.$102-15-2019
Morgan Patricia HattenRaymond James Financial Services, Inc.Fidelity Personal and Workplace Advisors01-10-2019
Kirk Daress Brooks Jr.Raymond James Financial Services, Inc.SunTrust Investment Services, Inc.06-22-2018
Raymond John Zukowski Jr.Raymond James Financial Services, Inc.MML Investors Services, LLC05-07-2018
Seymour Robert SlatkinRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10003-15-2018
Miguel-Angel LopezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-11-2018
Chingkai David FeiRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.01-03-2018
Joshua Mendel MauerRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Michael Robert HoffRaymond James Financial Services, Inc.Morgan Stanley$5010-20-2017
Brennan Michael RhuleRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2017
Aaron Tsukasa TroupRaymond James Financial Services, Inc.LPL Financial LLC07-19-2017
Westley E TibbsRaymond James Financial Services, Inc.Lincoln Financial Advisors Corporation07-05-2017
Niki Renee GrayRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2017
David MorganRaymond James Financial Services, Inc.Infinex Investments, Inc.$2503-01-2017
Richard Clyde Cox Jr.Raymond James Financial Services, Inc.Farmers Financial Solutions, LLC$101-31-2017
Sander KafetzRaymond James Financial Services, Inc.Morgan Stanley$7512-15-2016
Colleen Ann SchulerRaymond James Financial Services, Inc.M&T Securities, Inc.11-18-2016
John Thomas Gibson Jr.Raymond James Financial Services, Inc.M&T Securities, Inc.11-18-2016
Jerred Arthur BrownRaymond James Financial Services, Inc.Securities America, Inc.11-04-2016
Joan Francine BowersRaymond James Financial Services, Inc.Edward Jones$15011-04-2016
Shelby Hicks McginleyRaymond James Financial Services, Inc.Edward Jones$5010-21-2016
Horace Lee Daniel Sr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2016
Scott Christopher CannonRaymond James Financial Services, Inc.PlanMember Securities Corporation08-03-2016
Keith Terry BarberisRaymond James Financial Services, Inc.UBS Financial Services Inc.$107-20-2016
Tom Watson O'Bryon IIRaymond James Financial Services, Inc.UBS Financial Services Inc.$10005-12-2016
Next Page »

Showing 1 to 25 of 70 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.