Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Cochran Buck JrRaymond James Financial Services, Inc.Morgan Stanley$10005-22-2020
Walter Leslie JohnsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00002-12-2020
Jonathan Raymond Chapman DickeyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15002-12-2020
Zachary T PaytonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-12-2020
Mark B LiguoriRaymond James Financial Services, Inc.Edward Jones12-03-2019
Howard Dixon Ulmer IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC11-11-2019
William Osborne EitzeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00011-11-2019
James David BedrockRaymond James Financial Services, Inc.Alt Fund Distributors LLC07-30-2019
Ceil Vanessa MaddenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15006-18-2019
Jeremy Steven DvorakRaymond James Financial Services, Inc.M&T Securities, Inc.02-15-2019
Morgan Patricia HattenRaymond James Financial Services, Inc.Fidelity Personal and Workplace Advisors01-10-2019
Kirk D BROOKSRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.06-22-2018
Andrew Joseph EgberRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
Miguel LopezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-11-2018
Chingkai D FeiRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.01-03-2018
Bernard Barry SalzmanRaymond James Financial Services, Inc.Morgan Stanley10-20-2017
Joshua Mendel MauerRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Michael Robert HoffRaymond James Financial Services, Inc.Morgan Stanley$5010-20-2017
Brennan Michael RhuleRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2017
David MorganRaymond James Financial Services, Inc.Infinex Investments, Inc.$2503-01-2017
Richard Clyde Cox JrRaymond James Financial Services, Inc.Farmers Financial Solutions, LLC01-31-2017
Sander KafetzRaymond James Financial Services, Inc.Morgan Stanley12-15-2016
John Thomas Gibson JrRaymond James Financial Services, Inc.M&T Securities, Inc.11-18-2016
Colleen Ann SchulerRaymond James Financial Services, Inc.M&T Securities, Inc.11-18-2016
Jerred Arthur BrownRaymond James Financial Services, Inc.Securities America, Inc.11-04-2016
Next Page »

Showing 1 to 25 of 65 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.