Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Steven DvorakRaymond James Financial Services, Inc.M&T Securities, Inc.$102-15-2019
Morgan Patricia HattenRaymond James Financial Services, Inc.Fidelity Personal and Workplace Advisors01-10-2019
Kirk Daress Brooks Jr.Raymond James Financial Services, Inc.SunTrust Investment Services, Inc.06-22-2018
Raymond John Zukowski Jr.Raymond James Financial Services, Inc.MML Investors Services, LLC05-07-2018
Seymour Robert SlatkinRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10003-15-2018
Miguel-Angel LopezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-11-2018
Chingkai David FeiRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.01-03-2018
Joshua Mendel MauerRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Michael Robert HoffRaymond James Financial Services, Inc.Morgan Stanley$5010-20-2017
Brennan Michael RhuleRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2017
Aaron Tsukasa TroupRaymond James Financial Services, Inc.LPL Financial LLC07-19-2017
Westley E TibbsRaymond James Financial Services, Inc.Lincoln Financial Advisors Corporation07-05-2017
Niki Renee GrayRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2017
David MorganRaymond James Financial Services, Inc.Infinex Investments, Inc.$2503-01-2017
Richard Clyde Cox Jr.Raymond James Financial Services, Inc.Farmers Financial Solutions, LLC$101-31-2017
Sander KafetzRaymond James Financial Services, Inc.Morgan Stanley$7512-15-2016
Colleen Ann SchulerRaymond James Financial Services, Inc.M&T Securities, Inc.11-18-2016
John Thomas Gibson Jr.Raymond James Financial Services, Inc.M&T Securities, Inc.11-18-2016
Jerred Arthur BrownRaymond James Financial Services, Inc.Securities America, Inc.11-04-2016
Joan Francine BowersRaymond James Financial Services, Inc.Edward Jones$15011-04-2016
Shelby Hicks McginleyRaymond James Financial Services, Inc.Edward Jones$5010-21-2016
Horace Lee Daniel Sr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2016
Scott Christopher CannonRaymond James Financial Services, Inc.PlanMember Securities Corporation08-03-2016
Keith Terry BarberisRaymond James Financial Services, Inc.UBS Financial Services Inc.$107-20-2016
Tom Watson O'Bryon IIRaymond James Financial Services, Inc.UBS Financial Services Inc.$10005-12-2016
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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