Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Ferdinand EhrsamRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-19-2014
Carolyn Soliday MeakemRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-24-2012
Traci Meakem RichmondRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-24-2012
John Martin LynchRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$37203-22-2012
Molly Ryan CroyleRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10003-22-2012
Lindsay JohnsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$1003-22-2012
Arthur Robert DelucaRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-22-2012
Andrew Steven FentressRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-22-2012
Brian Michael RichmondRaymond James Financial Services, Inc.USAA Financial Advisors, Inc.$15001-10-2013
Keith Terry BarberisRaymond James Financial Services, Inc.UBS Financial Services Inc.$5007-20-2016
Nicole Jane McCuskeyRaymond James Financial Services, Inc.UBS Financial Services Inc.02-24-2016
Constance Mackay MinerRaymond James Financial Services, Inc.UBS Financial Services Inc.$10201-14-2016
Ross C. HamiltonRaymond James Financial Services, Inc.UBS Financial Services Inc.01-14-2016
Kirk D BROOKSRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.06-22-2018
Jerred Arthur BrownRaymond James Financial Services, Inc.Securities America, Inc.11-04-2016
Scott Christopher CannonRaymond James Financial Services, Inc.PlanMember Securities Corporation08-03-2016
Charles Victor Kimmel IIIRaymond James Financial Services, Inc.Northern Lights Distributors, LLC07-22-2009
James W. Battle IVRaymond James Financial Services, Inc.Nfp Advisor Services07-31-2014
Joshua Mendel MauerRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Michael Robert HoffRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Bernard Barry SalzmanRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Sander KafetzRaymond James Financial Services, Inc.Morgan Stanley12-15-2016
Amy Gwyn SachsRaymond James Financial Services, Inc.Morgan Stanley$5002-17-2016
Daniel John IaleggioRaymond James Financial Services, Inc.Morgan Stanley$10003-19-2015
Stephen Scholl PhilleoRaymond James Financial Services, Inc.Morgan Stanley$5003-19-2015
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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