Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Tsukasa TroupRaymond James Financial Services, Inc.LPL Financial LLC07-19-2017
Allie Lynnette Gamble-TaylorRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-22-2012
Amy Caroline TaylorRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-24-2010
Amy Gwyn SachsRaymond James Financial Services, Inc.Morgan Stanley$5002-17-2016
Andrew Joseph EgberRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15001-12-2018
Andrew Steven FentressRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-22-2012
Arthur Robert DelucaRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-22-2012
Barry Steven Bass Jr.Raymond James Financial Services, Inc.M&T Securities, Inc.$1007-20-2015
Bernard Barry SalzmanRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Brennan Michael RhuleRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2017
Brian Michael RichmondRaymond James Financial Services, Inc.USAA Financial Advisors, Inc.$15001-10-2013
Bryan Christopher BeamerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10002-02-2010
Carolyn Soliday MeakemRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-24-2012
Carrie Regina DupuieRaymond James Financial Services, Inc.Edward Jones12-16-2011
Charles Leon Fuller Jr.Raymond James Financial Services, Inc.SunTrust Investment Services, Inc.07-11-2018
Charles Victor Kimmel IIIRaymond James Financial Services, Inc.Northern Lights Distributors, LLC07-22-2009
Chingkai D. FeiRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.01-03-2018
Christopher James YansonRaymond James Financial Services, Inc.Edward Jones$10011-14-2014
Colleen Ann SchulerRaymond James Financial Services, Inc.M&T Securities, Inc.11-18-2016
Constance Mackay MinerRaymond James Financial Services, Inc.UBS Financial Services Inc.$10001-14-2016
Craig Angelo CarliniRaymond James Financial Services, Inc.H. Beck, Inc.05-28-2009
Daniel John IaleggioRaymond James Financial Services, Inc.Morgan Stanley$10003-19-2015
David AlbertRaymond James Financial Services, Inc.H. Beck, Inc.05-28-2009
David Kirkpatrick Este FisherRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2506-09-2010
David Matthew CollinsRaymond James Financial Services, Inc.Wilbanks Securities, Inc.$1002-01-2010
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.