Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Tsukasa TroupRaymond James Financial Services, Inc.LPL Financial LLC07-19-2017
Amy Gwyn SachsRaymond James Financial Services, Inc.Morgan Stanley$5002-17-2016
Andrew Steven FentressRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-22-2012
Arthur Robert DelucaRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-22-2012
Barry Steven Bass Jr.Raymond James Financial Services, Inc.M&T Securities, Inc.$1007-20-2015
Bernard Barry SalzmanRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Brennan Michael RhuleRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2017
Brian Michael RichmondRaymond James Financial Services, Inc.USAA Financial Advisors, Inc.$15001-10-2013
Carolyn Soliday MeakemRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-24-2012
Carrie Regina DupuieRaymond James Financial Services, Inc.Edward Jones12-16-2011
Charles Victor Kimmel IIIRaymond James Financial Services, Inc.Northern Lights Distributors, LLC07-22-2009
Chingkai D. FeiRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.01-03-2018
Colleen Ann SchulerRaymond James Financial Services, Inc.M&T Securities, Inc.11-18-2016
Constance Mackay MinerRaymond James Financial Services, Inc.UBS Financial Services Inc.$10201-14-2016
Daniel John IaleggioRaymond James Financial Services, Inc.Morgan Stanley$10003-19-2015
David MorganRaymond James Financial Services, Inc.Infinex Investments, Inc.03-01-2017
David Walter MatthewsRaymond James Financial Services, Inc.Fusco Financial Associates Inc.11-15-2012
Dennis Lee KoonsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2009
Frederick Ferdinand EhrsamRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-19-2014
James Gregory GarnerRaymond James Financial Services, Inc.Edward Jones03-18-2016
James W. Battle IVRaymond James Financial Services, Inc.Nfp Advisor Services07-31-2014
Jeffrey Karl SmithRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2011
Jeremy Steven DvorakRaymond James Financial Services, Inc.M&T Securities, Inc.02-15-2019
Jerred Arthur BrownRaymond James Financial Services, Inc.Securities America, Inc.11-04-2016
Joan Francine BowersRaymond James Financial Services, Inc.Edward Jones11-04-2016
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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