Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Michael PennRobert W. Baird & Co. IncorporatedMorgan Stanley08-14-2009
Bryce Creighton LeggRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$10004-17-2009
Cheryl Richards PalumboRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$5005-15-2009
Darin Dean RoserRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$15005-15-2009
David M AdamsRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.05-15-2009
David Matthew ConnollyRobert W. Baird & Co. IncorporatedMorgan Stanley05-02-2014
Gerald Higinio MarquezRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.02-13-2009
Gualtiero NotoRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.02-13-2009
James Louis MugeleRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$5002-13-2009
James Matthew HodgesRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.03-06-2009
James Moorhead VermilyeRobert W. Baird & Co. IncorporatedLPL Financial LLC$1,00008-10-2012
Jason Charles HarrisRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$5002-13-2009
Jim VermilyeRobert W. Baird & Co. IncorporatedLPL Financial LLC$8508-10-2012
John Fox Graham JrRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$15002-13-2009
John N HuynhRobert W. Baird & Co. IncorporatedMorgan Stanley$6007-19-2013
John Ngoc HuynhRobert W. Baird & Co. IncorporatedMorgan Stanley$5007-19-2013
Joseph Brendon MccannRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$2504-17-2009
Joseph Mark FuggiRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$5002-13-2009
Keith Ira LevittRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.02-13-2009
Lou Stephen SatchellRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.05-15-2009
Marco S SaccaRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.02-13-2009
Michael Charles LevinRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.02-13-2009
Michael Ross JohnsonRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.02-13-2009
Richard Lee Duval JrRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$5002-13-2009
Richard Thomas ZinkRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.02-13-2009
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.