Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David John HarrisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$110-31-2018
Daniel Stuart NewellStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5002-28-2018
James D O'DonnellStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-02-2016
Timothy Todd PickettStifel, Nicolaus & Company, IncorporatedMorgan Stanley12-02-2016
Stephen Albert HollandStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15009-11-2015
William Russell Norton IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-01-2014
Robert Burkhead Hill IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley$107-11-2014
Gregory John Beal Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$5003-08-2012
Theodora Rose BraverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-02-2012
Gerald Louis NeedelmanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-02-2011
Christopher Francis NewellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-07-2011
William Walton HendryStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$2502-24-2011
Christian Hax Mccullough IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15006-29-2009
Tom Charles FeldmanStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-24-2009
Frederick Louis Ridgway Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$2506-19-2009
Michael Lewis ClabaughStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10006-19-2009
Barclay Spencer BrightStifel, Nicolaus & Company, IncorporatedNorthwestern Mutual Investment Services, LLC05-14-2009
Denise Lynn KennedyStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$104-23-2009
James Steven RigglemanStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10004-23-2009
Roy T Hare Jr.Stifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10004-23-2009
Marshall Stephen KnightStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-04-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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