Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Victor Manuel SantiagoStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2019
Chris Buccheri Dave HarrisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$33011-01-2018
David John HarrisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2018
Daniel NewellStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$7403-01-2018
Daniel Stuart NewellStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5002-28-2018
James D ODonnellStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2016
Stephen Albert HollandStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15009-11-2015
Robert Burkhead Hill IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-11-2014
Dale Frederick IrelandStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5003-08-2012
Thomas Mccrae LaneStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5003-08-2012
Gregory John Beal JrStifel, Nicolaus & Company, IncorporatedMorgan Stanley03-08-2012
Theodora Rose BraverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-02-2012
William Walton HendryStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$2502-24-2011
Christian Hax Mccullough IiiStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15006-29-2009
Michael Lewis ClabaughStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10006-19-2009
Frederick Louis Ridgway JrStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2506-19-2009
Roy T Hare JrStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10004-23-2009
Denise Lynn KennedyStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-23-2009
James Steven RigglemanStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10004-23-2009
Lisa Kaye PeskinStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$2504-23-2009
Robert Joseph ButtarazziStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-09-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.