Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roy Ted Hare Jr.Stifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5004-23-2009
Denise Lynn KennedyStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-23-2009
James Steven RigglemanStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-23-2009
William Walton HendryStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$10002-24-2011
Chris Buccheri, Dave HarrisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$33011-01-2018
David John HarrisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2018
James D. O'DonnellStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-02-2016
Robert Burkhead Hill IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-11-2014
Dale Frederick IrelandStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15003-08-2012
Gregory John Beal Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$5003-08-2012
Christian Hax McCullough IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-29-2009
Michael Lewis ClabaughStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10006-19-2009
Frederick Louis Ridgway Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley06-19-2009
Daniel Stuart NewellStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5002-28-2018
Daniel NewellStifel, Nicolaus & Company, IncorporatedRBC Wealth Management$7403-01-2018
Theodora Rose BraverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-02-2012

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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