Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roy Ted Hare Jr.Stifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5004-23-2009
Denise Lynn KennedyStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-23-2009
James Steven RigglemanStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-23-2009
Lisa Kaye PeskinStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-23-2009
William Walton HendryStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$10002-24-2011
Victor Manuel SantiagoStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2019
David John HarrisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2018
James D. O'DonnellStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-02-2016
Timothy Todd PickettStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2512-02-2016
William Russell Norton IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-01-2014
Robert Burkhead Hill IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-11-2014
Dale Frederick IrelandStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15003-08-2012
Gregory John Beal Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$5003-08-2012
Christian Hax McCullough IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5006-29-2009
Tom Charles FeldmanStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2506-24-2009
Michael Lewis ClabaughStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10006-19-2009
Frederick Louis Ridgway Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley06-19-2009
Daniel Lee ToulaStifel, Nicolaus & Company, IncorporatedNorthwestern Mutual Investment Services, LLC03-04-2015
Barclay Spencer BrightStifel, Nicolaus & Company, IncorporatedNorthwestern Mutual Investment Services, LLC05-14-2009
Daniel Stuart NewellStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5002-28-2018
Stephen Albert HollandStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5009-11-2015
Theodora Rose BraverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-02-2012
Gerald Louis NeedelmanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5011-02-2011
Christopher Francis NewellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-07-2011
Marshall Stephen KnightStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5003-04-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.